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Last updated on April 24, 2014 at 12:23 EDT

BSA Technologies RADAR® Completes Integration with Fidelity Investments to Address New Broker Dealer Requirements

January 5, 2013

CP Capital Group, a Miami-based integrated financial services company serving individuals and institutions globally has executed an agreement with BSA Technologies to use RADAR®, a solution fully integrated with National Financial Services to perform client onboarding, automated risk rating, and transaction activity analysis to ensure compliance with new FINRA Rules 2090 and 2011

Miami, Florida (PRWEB) January 04, 2013

CP Capital Group has executed an agreement with BSA Technologies to use RADAR®, a solution fully integrated with National Financial Services to perform client onboarding, automated risk rating, and transaction activity analysis to ensure compliance with new FINRA Rules 2090 and 2011. This will ensure the proper monitoring of client and transaction activity to detect unusual and suspicious activity as well as established suitability matrix profile requirements.

CP Capital Group uses National Financial Services, a subsidiary of Fidelity Investments as their clearing firm. Through its subsidiary, National Financial Services LLC, Fidelity Investments provides services to its correspondent broker-dealers, institutional investment firms and registered investment advisors

Mr. Greg Connell, Managing Principal at CP Capital Group stated that “our partnership with RADAR® and their integration with Fidelity Investments will facilitate our firm´s ability to easily onboard and risk rate new clients as well as proactively enforce our firm´s personal trading policies. CP Capital Group has worked closely with RADAR® and Fidelity Investments to facilitate the integration between the two systems.

“By automating the risk rating process as part of the client onboarding process and ensuring ongoing transaction monitoring, brokers like CP Capital Group and providers like National Financial Services and Fidelity Investments can rest assured that they are in compliance and are prepared to address changes that are forth coming in 2013” says Dominic Suszek, president of BSA Technologies

About BSA Technologies, Inc. (RADAR®)

BSA Technologies, Inc. (RADAR®) is a very successful software company focusing regulatory compliance requirements. Formed in 2007, RADAR® serves clients in the US, Canada, Central and South America and the Caribbean. For more information on RADAR®, visit http://www.GlobalRADAR.com or contact Dominic Suszek at 877.265.7475 or dsuszek(at)GlobalRADAR(dot)com

About CP Capital

CP Capital Group is a Miami-based integrated financial services company serving individuals and institutions worldwide. CP Capital’s offerings span from stocks, bonds, and mutual funds, to corporate finance, mortgage financing and real estate. For more information about CP Capital, please visit http://www.cpcapital.com.

For the original version on PRWeb visit: http://www.prweb.com/releases/prweb2013/1/prweb10289539.htm


Source: prweb