Compliance11 Announces 2009 Summer Release
Posted on: Monday, 20 July 2009, 15:02 CDT
CHICAGO, July 20 /PRNewswire/ -- Compliance11(TM), Inc. today announced that its 2009 Summer Release went live on July 13, 2009. All customers were immediately upgraded because Compliance11 software is delivered using the Software as a Service (SaaS) model. This means the system can be running in days, not months because there is no hardware or software to purchase and vendor customizations and the associated testing are not necessary.
"When I saw the new Compliance Calendar and Brokerage Statement Tracking features, I asked how much it would cost to add the features," said Brenda Fournier, Compliance Consultant, Credit Agricole Asset Management Alternative Investments Services, Inc. "I was shocked to find out upgrades were included and that my system had already been upgraded!"
The Summer Release, based on client feedback, adds additional user configurable rules such as IPO identification, S&P 500 inclusion and De Minimis trading. Should monitoring requirements change, CCOs can update their firm's rules in seconds with no vendor assistance.
The Release enables CCOs to go green and retain 100% of paper brokerage statements electronically completely eliminating the need to file paper statements. Known for its ability to simplify and streamline the setup and maintenance of electronic brokerage statements, the Summer Release now supports paper statements as well.
The Release enhances Affirmations which HR and CCOs use to gather information from new and existing employees such as FINRA's U4 disclosure questions. It also enhances Case Management which CCOs employ to track marketing review, customer complaints, regulatory filings, trade errors and more.
"Using Compliance11's software is like having an IT department dedicated to Compliance," said Harriet Brit, ThinkEquity CCO. "They listen to you and add useful features in each quarterly release."
About Compliance11
Compliance11, Inc. is a leading provider of regulatory compliance management solutions for the financial community. The Compliance11 Supervisory Suite is a cost effective solution for CCOs to address current and future regulatory and supervisory guidelines. The supervisory suite automates employee Personal Trading, Affirmations & Disclosures, Gifts & Entertainment and Case Management. Contact us at www.compliance11.com or call (312)-676-2041.
Contact: Compliance11 Larry Goldfarb, Co-Founder and Chief Marketing Officer (646)-688-3279 lgoldfarb@compliance11.comSOURCE Compliance11, Inc.
Source: PR Newswire
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