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Latest Dodd–Frank Wall Street Reform and Consumer Protection Act Stories

2014-09-09 08:38:06

Faster, less costly to implement by leveraging existing infrastructure; covers all OTC asset classes: Interest Rate Swaps, Credit Default Swaps, OTC Commodities, FX and Equities Transactions JERSEY CITY, N.J., Sept. 9, 2014 /PRNewswire/ -- Matrix-Exzac, a global innovator in financial crime prevention and compliance, announces a cost-saving, custom-developed OTC Derivative Surveillance compliance and Position Monitoring (OTC-DS-PM) solution to help investment banks, asset management firms and...

2014-07-25 04:20:52

Corporations Should Have Comprehensive, Audit-Traceable Reporting Procedures in Place by Dec. 31; Supply Chain Risk Management Firm Source Intelligence® Urges Action Now for 2015 Reporting CARLSBAD, Calif., July 25, 2014 /PRNewswire/ -- The two-year grace period for U.S. conflict minerals reporting requirements for large companies ends in less than six months, posing a significant challenge for the nearly 98 percent of companies that recently indicated they could not fully determine...

2014-07-14 16:21:58

Transaction Increases Partnership's Access to Liquidity, Serves to Reduce Borrowing Costs INDIANAPOLIS, July 14, 2014 /PRNewswire/ -- Calumet Specialty Products Partners, L.P. (NASDAQ: CLMT) ("Calumet" or the "Partnership") today announced the successful completion of an amendment and restatement of its revolving credit agreement. The amended agreement, which is comprised of a syndicate of banks with commitments of $1.0 billion, matures in July 2019. Additionally, the amendment...

2014-07-01 16:26:40

First Legal Reference Book Available on the Regulation of Derivative Financial Instruments Called "A Monumental Accomplishment" by Futures and Derivatives Law Report ST. PAUL, Minn., July 1, 2014 /PRNewswire/ -- With its sweeping overhaul of the U.S. financial regulatory system and reforms on a scale not seen since the post-Great Depression era, the Dodd-Frank Wall Street Reform and Consumer Protection Act made derivatives regulation a hot topic on Wall Street. Now financial...

2014-06-04 12:34:35

LONDON, June 4, 2014 /PRNewswire/ -- Business and IT consultancy increases year-on-year revenues by 23%, opens new development centres in Poland and Costa Rica, and expands rapidly in North America. Rule Financial [http://www.rulefinancial.com ], an independent provider of business consultancy, IT consultancy and IT services to the global investment banking community, today announces record annual revenues of GBP48.2m. The year-on-year growth of 23% has been driven by a...

2014-05-13 08:23:16

CARLSBAD, Calif., May 13, 2014 /PRNewswire/ -- The frenzy of regulation appeals, statements and final guidance by the SEC and Appeals Court has left companies required to comply clamoring for answers about what it all means to them. In response to requests by global brands, Source Intelligence held a webinar to debrief companies on the recent SEC and Appeals Court decisions regarding compliance with section 1502 of the Dodd Frank Act. Demand for the webinar was unprecedented. To address the...

2014-04-24 08:38:59

NASHVILLE, Tenn., April 24, 2014 /PRNewswire/ -- Cat Financial reported first-quarter 2014 revenues of $713 million, an increase of $33 million, or 5 percent, compared with the first quarter of 2013. First-quarter 2014 profit after tax was $136 million, a $5 million, or 4 percent, decrease from the first quarter of 2013. The increase in revenues was primarily due to a $23 million favorable impact from higher average earning assets and an $8 million favorable impact from returned or...

2014-04-17 08:23:02

CARLSBAD, Calif., April 17, 2014 /PRNewswire/ -- The recent ruling by the Court of Appeals has no impact on whether or not issuers are obligated to conduct due diligence, a reasonable country of origin inquiry, or file a Form SD or CMR. Ultimately, the ruling was over semantics involved in labeling products as "DRC conflict free" in reports filed with the SEC and on company web sites. It is still unclear what the SEC will require products containing conflict minerals sourced from the...

2014-04-10 08:24:14

CARLSBAD, Calif., April 10, 2014 /PRNewswire/ -- Source Intelligence's 2013 data from the private industry's largest registry of suppliers shows it can take as long as six months for suppliers to respond to a request for conflict minerals reporting information. Publicly-held companies (issuers) must take into account this significant lead time in the preparation for compliance with Section 1502 of the Dodd-Frank Rule. "At Source Intelligence, we've built a strong supplier...

2014-04-07 12:38:38

GTKonnect module helps companies comply with SEC Conflict Minerals Rule filing, going into effect this May, by automating origin inquiries, risk assessment and reporting IRVINE, Calif., April 7, 2014 /PRNewswire-iReach/ -- Netwin Solutions, Inc., a premier provider of integrated Global Supply Chain Security and Trade Management (GTM) solutions and the company powering GTKonnect suite, has announced the launch of a new software module that will help companies comply with the new SEC Conflict...


Word of the Day
grass-comber
  • A landsman who is making his first voyage at sea; a novice who enters naval service from rural life.
According to the OED, a grass-comber is also 'a sailor's term for one who has been a farm-labourer.'