Quantcast

Latest Financial Industry Regulatory Authority Stories

2014-09-11 08:25:10

NEW YORK, Sept. 11, 2014 /PRNewswire/ -- Extreme Networks Inc. (NASDAQ: EXTR) is involved in providing computer network hardware products and services. Also, the company offers various other services geared toward supporting end users, resellers, and distributors. It seeks to provide cutting edge technology products and services to various industries internationally. It appears that the disappointing (psychologically and emotionally) earning releases were the only factors that...

2014-09-10 23:07:59

American Homeowner Preservation Founder and CEO Jorge Newbery moderated the SEC/FINRA & Selling Regulations Panel at IMN’s Crowdfunding Forum for Real Estate Chicago, IL (PRWEB) September 10, 2014 American Homeowner Preservation (“AHP”) Founder and CEO Jorge Newbery chaired the SEC/FINRA & Selling Regulations panel this week at IMN’s Crowdfunding Forum for Real Estate in Santa Monica, CA. The two-day conference concluded on Tuesday afternoon and was highlighted by a...

2014-09-03 16:31:59

NEW YORK, Sept. 3, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, today announced enhancements to its Closing Price, POV and Abraxas(SM) trading algorithms that will seek to optimize client participation in the NASDAQ, NYSE and NYSE Arca opening and closing auctions. http://photos.prnewswire.com/prnvar/20140730/130987 Using historical data and real-time auction imbalance information, ConvergEx's algorithms can now determine the...

2014-08-25 16:22:24

Launches October 16, 2014 on Public Television Stations OWINGS MILLS, Md., Aug. 25, 2014 /PRNewswire-USNewswire/ -- Why is it so much more fun to spend than save? Can we re-wire our brains to make smarter financial decisions? If you've ever made a financial decision you regretted the next day, you're not alone. In fact, as the emerging field of behavioral economics reveals, you're practically hard-wired to overspend, an activity that lights up the brain's pleasure centers. Thinking Money: The...

2014-08-22 23:08:24

Firstrade held its Branch Grand Opening on August 15, 2014 and is now servicing customers with online brokerage accounts from two new convenient locations. Queens, NY (PRWEB) August 22, 2014 Firstrade welcomed more than 100 guests at the grand opening of its branch and new headquarter location. The ribbon cutting ceremony was held at the new branch on Friday, August 15, 2014. US Congresswoman Grace Meng and NYC Councilman Peter Koo were present. “At Firstrade, we are constantly...

2014-08-20 12:21:16

TORONTO, Aug. 20, 2014 /PRNewswire/ - Eagleford Energy Inc. (OTCBB "EFRDF") ("Eagleford Energy" or the "Corporation"), announces that it has filed Articles of Amendment effective August 25, 2014 consolidating the common shares of Eagleford Energy Inc., on the basis of one (1) common share for every ten (10) common shares (the "Consolidation"), and changing its name to EAGLEFORD ENERGY CORP. No fractional shares shall be issued as a result of the Consolidation, and if any fractional...

2014-08-19 23:13:06

Seed Equity Ventures, LLC announces the launch of its U.S. Registered Broker-dealer and proprietary equity-based crowdfunding platform, built to connect investors with entrepreneurs and startups across the globe. San Francisco, CA and Salt Lake City, UT (PRWEB) August 19, 2014 Seed Equity Ventures, LLC (Seed Equity) announces the launch of its U.S. Registered Broker-dealer and proprietary equity-based crowdfunding platform, built to connect investors with entrepreneurs and startups across...

2014-08-11 08:27:03

Ticker Symbol (SDIG) and New Name Reflect the Company's Growth Strategy ST. LOUIS, Aug. 11, 2014 /PRNewswire/ -- Internet radio and digital broadcast platform provider StationDigital today announced that the Financial Industry Regulatory Authority (FINRA) has approved the Company's application for a name change from Alarming Devices, Inc. to StationDigital Corporation and its new ticker symbol is now OTCQB: SDIG. "We are pleased to receive approval from FINRA on our name and ticker...

2014-08-06 23:09:25

Many financial institutions retain regulatory records on Microsoft’s Office365 SharePoint. The SEC Compliance DeskTop (“DeskTop”) now can capture O365 SharePoint content and retain in full-compliance with SEC Rules SEA 17a-4, IAA 204-2 and CFTC 1.31. Millbrook, NY (PRWEB) August 06, 2014 Financial institutions find that Microsoft’s Office365 SharePoint is an easy and cost-effective way to retain records. However, this cloud-based SharePoint does not comply with all of the...

2014-07-29 08:26:14

MERION, Pa., July 29, 2014 /PRNewswire/ -- The Law Offices of Marc S. Henzel (www.henzellaw.com) a firm focusing on shareholder litigation, gives notice to purchasers of the following securities for the following class periods: COMPANY CLASS PERIOD ------- ------------ OvaScience, Inc. (Nasdaq: OVAS) 2/25/13 thru 9/10/13 The Bancorp, Inc. (Nasdaq: TBBK)...


Word of the Day
tessitura
  • The prevailing range of a vocal or instrumental part, within which most of the tones lie.
This word is Italian in origin and comes from the Latin 'textura,' web, structure.