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Latest Financial Industry Regulatory Authority Stories

2014-08-25 16:22:24

Launches October 16, 2014 on Public Television Stations OWINGS MILLS, Md., Aug. 25, 2014 /PRNewswire-USNewswire/ -- Why is it so much more fun to spend than save? Can we re-wire our brains to make smarter financial decisions? If you've ever made a financial decision you regretted the next day, you're not alone. In fact, as the emerging field of behavioral economics reveals, you're practically hard-wired to overspend, an activity that lights up the brain's pleasure centers. Thinking Money: The...

2014-08-22 23:08:24

Firstrade held its Branch Grand Opening on August 15, 2014 and is now servicing customers with online brokerage accounts from two new convenient locations. Queens, NY (PRWEB) August 22, 2014 Firstrade welcomed more than 100 guests at the grand opening of its branch and new headquarter location. The ribbon cutting ceremony was held at the new branch on Friday, August 15, 2014. US Congresswoman Grace Meng and NYC Councilman Peter Koo were present. “At Firstrade, we are constantly...

2014-08-20 12:21:16

TORONTO, Aug. 20, 2014 /PRNewswire/ - Eagleford Energy Inc. (OTCBB "EFRDF") ("Eagleford Energy" or the "Corporation"), announces that it has filed Articles of Amendment effective August 25, 2014 consolidating the common shares of Eagleford Energy Inc., on the basis of one (1) common share for every ten (10) common shares (the "Consolidation"), and changing its name to EAGLEFORD ENERGY CORP. No fractional shares shall be issued as a result of the Consolidation, and if any fractional...

2014-08-19 23:13:06

Seed Equity Ventures, LLC announces the launch of its U.S. Registered Broker-dealer and proprietary equity-based crowdfunding platform, built to connect investors with entrepreneurs and startups across the globe. San Francisco, CA and Salt Lake City, UT (PRWEB) August 19, 2014 Seed Equity Ventures, LLC (Seed Equity) announces the launch of its U.S. Registered Broker-dealer and proprietary equity-based crowdfunding platform, built to connect investors with entrepreneurs and startups across...

2014-08-11 08:27:03

Ticker Symbol (SDIG) and New Name Reflect the Company's Growth Strategy ST. LOUIS, Aug. 11, 2014 /PRNewswire/ -- Internet radio and digital broadcast platform provider StationDigital today announced that the Financial Industry Regulatory Authority (FINRA) has approved the Company's application for a name change from Alarming Devices, Inc. to StationDigital Corporation and its new ticker symbol is now OTCQB: SDIG. "We are pleased to receive approval from FINRA on our name and ticker...

2014-08-06 23:09:25

Many financial institutions retain regulatory records on Microsoft’s Office365 SharePoint. The SEC Compliance DeskTop (“DeskTop”) now can capture O365 SharePoint content and retain in full-compliance with SEC Rules SEA 17a-4, IAA 204-2 and CFTC 1.31. Millbrook, NY (PRWEB) August 06, 2014 Financial institutions find that Microsoft’s Office365 SharePoint is an easy and cost-effective way to retain records. However, this cloud-based SharePoint does not comply with all of the...

2014-07-29 08:26:14

MERION, Pa., July 29, 2014 /PRNewswire/ -- The Law Offices of Marc S. Henzel (www.henzellaw.com) a firm focusing on shareholder litigation, gives notice to purchasers of the following securities for the following class periods: COMPANY CLASS PERIOD ------- ------------ OvaScience, Inc. (Nasdaq: OVAS) 2/25/13 thru 9/10/13 The Bancorp, Inc. (Nasdaq: TBBK)...

2014-07-14 12:25:14

LOS ANGELES, July 14, 2014 /PRNewswire/ -- The Pollack PR Marketing Group (PPMG) has been retained by Docupace, an industry leading technology provider, delivering SEC/FINRA compliant paperless processing systems for financial services industry. PPMG will direct the expansion of Docupace's marketing and public relations activities. Docupace, is a privately held company based in Los Angeles. Established in 2002, the company is widely recognized as an industry leader in delivering...

2014-07-07 20:22:20

BOCA RATON, Fla., July 7, 2014 /PRNewswire/ -- iPure Labs, Inc. (Pink Sheets RENGD) ("iPure Labs") formerly known as Radial Energy, Inc. On June 23, 2014, FINRA approved and announced a 1:500 reverse split of iPure Labs, Inc. iPure Labs, Inc. is a Multi-channel retail, e-commerce and consumer distribution Nevada corporation, formed to acquire, develop and commercialize products now approved over the counter. CAUTIONARY NOTE REGARDING FORWARD-LOOKING STATEMENTS This press release...

2014-06-27 08:24:53

NEW YORK, June 27, 2014 /PRNewswire/ -- Windstream Technologies, Inc. (OTCQB: WSTI) has recently experienced a jump in trading volume with the stock appreciating nearly 85% in just a few weeks without any apparent fundamental catalyst. The story is interesting but there are valid concerns as to whether WSTI has the balance sheet and staying power to get into or stay in the Contest. Recent stock trading activity has the hallmarks of promotion and aggressive speculation making this a...


Word of the Day
cock-a-hoop
  • Exultant; jubilant; triumphant; on the high horse.
  • Tipsy; slightly intoxicated.
This word may come from the phrase 'to set cock on hoop,' or 'to drink festively.' Its origin otherwise is unclear. A theory, according to the Word Detective, is that it's a 'transliteration of the French phrase 'coq a huppe,' meaning a rooster displaying its crest ('huppe') in a pose of proud defiance.' Therefore, 'cock-a-hoop' would 'liken a drunken man to a boastful and aggressive rooster.'
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