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2014-09-10 23:07:59

American Homeowner Preservation Founder and CEO Jorge Newbery moderated the SEC/FINRA & Selling Regulations Panel at IMN’s Crowdfunding Forum for Real Estate Chicago, IL (PRWEB) September 10, 2014 American Homeowner Preservation (“AHP”) Founder and CEO Jorge Newbery chaired the SEC/FINRA & Selling Regulations panel this week at IMN’s Crowdfunding Forum for Real Estate in Santa Monica, CA. The two-day conference concluded on Tuesday afternoon and was highlighted by a...

2014-04-25 12:23:59

LOS ANGELES, April 25, 2014 /PRNewswire/ -- LA-based Internet radio and digital broadcast platform StationDigital Corporation (OTCQB: ALDV) today announced it has engaged Monarch Bay Securities as its placement agent to facilitate the placement of the company's securities of its reverse merger with Alarming Devices, Inc. StationDigital acquired an 88.3 percent controlling ownership interest in Alarming Devices on March 14, 2014 and announced completion of reverse merger on April...

2014-04-17 16:29:36

J.P. Turner and Docupace Technologies Partner to Increase Efficiencies and Move toward a Paperless Workflow ATLANTA and LOS ANGELES, April 17, 2014 /PRNewswire/ -- J.P. Turner & Company, an independent brokerage and investment banking firm, has partnered with Docupace Technologies, LLC, an industry leader in providing SEC/FINRA-compliant paperless processing systems for financial services firms, to provide straight-through processing to all of its 180 independent branch offices,...

2014-04-07 23:27:12

FastProxy provides advanced functionality for a wave of emerging pre-trade risk challenges presented by increased scrutiny on broker to broker risk compliance and new proposed wash sale requirements. New York, NY (PRWEB) April 07, 2014 Fundamental Interactions has expanded its client base as a result of recent shifts in the landscape for pre-trade risk control. Foremost among the recent changes are intensified FINRA enforcement levels on broker to broker pre-trade risk compliance and...

2014-03-27 23:27:52

Annual Barron’s Online Broker Survey names Place Trade as a Top Online Broker of 2014, to the Best for Frequent Traders list and awards highest marks for Portfolio Analysis & Reports. This is the Third Year in a Row that Place Trade has been Ranked in the Top Ten. Raleigh, NC (PRWEB) March 27, 2014 Place Trade Financial, Inc. (Member FINRA, SIPC), http://www.placetrade.com, today announces that Barron's magazine has once again awarded the online trading firm as a top online...

2014-03-12 16:24:51

NEW YORK, March 12, 2014 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM) today announced that it has approved McAdams Wright Ragen, Inc. ("MWR"), a FINRA member broker-dealer, investment advisor and investment bank, as a Corporate Broker for banks on OTCQX® Banks, a new public marketplace for U.S. community and regional banks. MWR is now qualified to advise U.S. banks and thrifts on OTCQX Banks and can provide professional guidance on marketplace requirements and capital market...

2014-03-04 23:03:03

SIGNiX's SEC/FINRA-compliant digital signature service now available within Docupace Technologies' document management system for the financial services industry. Chattanooga, Tenn. (PRWEB) March 04, 2014 SIGNiX, the leading provider of secure digital signature services, has partnered with Docupace Technologies, LLC, an industry leader in providing SEC/FINRA-compliant paperless processing systems for financial services firms, in a continued effort to bring true straight-through...

2014-03-04 08:38:52

Advisors Can Now Use E-signatures for ALL of Their Business LOS ANGELES and CHATTANOOGA, Tenn., March 4, 2014 /PRNewswire/ -- Docupace Technologies, LLC, an industry leader in providing SEC/FINRA-compliant paperless processing systems for financial services firms, has partnered with SIGNiX, Inc., the leading provider of secure digital signature services, in a continued effort to bring true straight-through processing (STP) to the market for all financial advisors, Broker-Dealers and...

2014-02-20 08:38:08

Tasked with Bringing Straight-Through Processing to all Financial Service Firms LOS ANGELES, Feb. 20, 2014 /PRNewswire/ -- Docupace, an industry leader in providing SEC/FINRA-compliant paperless processing systems for financial services firms, announced today the appointment of Kevin Laraia as Chief Strategy Officer, effective Feb 18, 2014. In this new role, Laraia joins the Docupace management team and will lead strategic planning and execution of Docupace's vision and roadmap....

2014-02-11 08:29:58

LOS ANGELES, Feb. 11, 2014 /PRNewswire/ -- B. Riley Asset Management, LLC (BRAM) www.brileyam.com, an SEC-registered investment advisor, has introduced the B. Riley Diversified Equity Fund (BRDZX) (BRDRX). BRAM is an affiliate of Los Angeles based B. Riley & Co., LLC (B. Riley) (www.brileyco.com), a FINRA registered broker dealer. Founded by Bryant Riley in 1997, B. Riley's research department has been recognized repeatedly for publishing top-ranked equity research to...


Word of the Day
vermicular
  • Like a worm in form or movement; vermiform; tortuous or sinuous; also, writhing or wriggling.
  • Like the track or trace of a worm; appearing as if worm-eaten; vermiculate.
  • Marked with fine, close-set, wavy or tortuous lines of color; vermiculated.
  • A form of rusticated masonry which is so wrought as to appear thickly indented with worm-tracks.
This word ultimately comes from the Latin 'vermis,' worm.
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