Latest Investment Advisers Act Stories

2014-03-17 08:32:16

WESTBOROUGH, Mass., March 17, 2014 /PRNewswire/ -- 40Act.com, LLC today announced the launch of its Internet-based compliance and legal services website,

2013-10-03 23:30:31

Total regulatory assets under management reported by SEC-registered investment advisers increased significantly to $54.8 trillion from $49.4 trillion.

2006-06-29 17:58:03

WASHINGTON (Reuters) - Top Democrats on the U.S. House Financial Services Committee unveiled on Thursday a bill to reverse a recent court ruling that blocked efforts by the Securities and Exchange Commission to force most U.S. hedge fund advisers to register with the agency.

Word of the Day
  • A ceramic container used inside a fuel-fired kiln to protect pots from the flame.
The word 'saggar' may come from 'safeguard'.