Latest Investment Advisers Act Stories
WESTBOROUGH, Mass., March 17, 2014 /PRNewswire/ -- 40Act.com, LLC today announced the launch of its Internet-based compliance and legal services website,
Total regulatory assets under management reported by SEC-registered investment advisers increased significantly to $54.8 trillion from $49.4 trillion.
WASHINGTON (Reuters) - Top Democrats on the U.S. House Financial Services Committee unveiled on Thursday a bill to reverse a recent court ruling that blocked efforts by the Securities and Exchange Commission to force most U.S. hedge fund advisers to register with the agency.
- A hairdresser.