Latest Municipal Securities Rulemaking Board Stories

2014-07-24 23:10:04

DIVER Advisor Emerges As The Go-To Municipal Compliance Solution Stamford, CT (PRWEB) July 24, 2014 Lumesis Inc., DIVER Advisor, a compliance solution to help firms address the newly approved Time-of-Trade Disclosure (MSRB Rule G-47), amended Suitability (Rule G-19) and Supervisory requirements (MSRB Rule G-27) announced today that its market-leading platform has emerged as the go-to compliance solution for brokerage and wealth management firms of all sizes engaged in municipal bond...

2014-06-11 23:10:36

Municipal Compliance Solution Reaches 30,000 Users as Protection of the Retail and Non-Sophisticated Market Participant Continues to be of Importance to Regulators Stamford, CT (PRWEB) June 11, 2014 Lumesis Inc., a financial services software firm providing business efficiency, regulatory and data solutions for the municipal bond marketplace under the DIVER brand, announced today that their DIVER Advisor active user base has grown by a factor of 5.5x (alternative: has grown 550%) since...

2014-03-26 23:04:34

First Southern Securities, LLC to Provide Brokerage Platform to Kiss Trust Bel Air, MD (PRWEB) March 26, 2014 Kiss Trust has selected First Southern Securities, LLC (“FSS”), a broker dealer headquartered in Alpharetta, GA to provide brokerage account services. First Southern Securities, LLC is a boutique financial services company that provides a broad spectrum of investment banking and brokerage services to issuers, institutional and private clients throughout the United States....

Word of the Day
  • The prevailing range of a vocal or instrumental part, within which most of the tones lie.
This word is Italian in origin and comes from the Latin 'textura,' web, structure.