Quantcast

Latest registered investment advisor Stories

2014-09-11 16:31:21

Stark & Stark and Right Size Solutions Collaborate to Help RIAs Demonstrate Risk Preparedness OVERLAND PARK, Kan., Sept. 11, 2014 /PRNewswire-iReach/ -- Registered Investment Advisors who fail to produce a written cybersecurity policy may find themselves with a deficiency noted during their routine examination process based on new review guidelines from the Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE). A risk alert issued in April by...

2014-09-10 16:23:25

Bernhardt and Koehl Named to 2014 Top Financial Professionals List MCLEAN, Va., Sept. 10, 2014 /PRNewswire-iReach/ -- Gordon J. Bernhardt, CPA, PFS, CFP®, AIF®, President and CEO of Bernhardt Wealth Management, and Timothy S. Koehl, AAMS®, CFP®, the firm's Director of Financial Planning, have both been named to Northern Virginia Magazine's Top Financial Professionals List for 2014. The advisors were selected after being nominated by their industry peers. Photo -...

2014-09-04 16:24:18

SAN RAMON, Calif., Sept. 4, 2014 /PRNewswire/ -- Institutional Real Estate, Inc. CEO Geoffrey Dohrmann has announced the launch of a new website, "realassetsadviser.com". This site will be the home for IREI's newest publication, Real Assets Adviser, and will be the hub for breaking news, trends analysis, videos, podcasts and blog posts on the real assets class. Launching in early October 2014, Real Assets Adviser is a monthly magazine devoted to providing insightful information and...

2014-09-02 23:00:51

Tech-Enabled Wealth Management for Millionaire Families San Francisco, CA (PRWEB) September 02, 2014 Personal Capital is bringing modern technology to the slow-changing world of investment management. “Personal Capital is the first and, to my knowledge, only digital wealth management firm,” said CEO Bill Harris. “And today we are launching a new Private Client service, designed around the needs of families with millions of dollars to preserve and invest.” Personal Capital’s...

2014-08-19 08:37:28

FinTech Industry Veteran Possesses Strong Track Record of Enhancing Client Relationships WALNUT CREEK, Calif., Aug. 19, 2014 /PRNewswire/ -- Advisor Software, Inc. ("ASI"), a provider of web-based wealth management solutions for today's financial advisor, announces that Charles Brown has joined the firm as Vice President of Business Development. He is based on the East Coast and will be part of ASI's national sales team. http://photos.prnewswire.com/prnvar/20110525/NY08221LOGO Mr. Brown will...

2014-08-13 08:35:06

More RIAs Are Leveraging Portfolio Management Solution to Engage Their Clients Online and Differentiate From Robo-Advisors CHICAGO, Aug. 13, 2014 /PRNewswire/ -- Envestnet | Tamarac((TM)), a division of Envestnet, Inc. (NYSE: ENV) and a leading provider of integrated, web-based portfolio and client management software for independent advisors and wealth managers, reports record adoption of its portfolio management and client engagement application, Advisor View((TM)), among...

2014-07-16 23:11:30

Robert Papa joins McLean Asset Management Corporation as a Wealth Manager McLean, VA (PRWEB) July 16, 2014 McLean Asset Management Corporation (“McLean”) announced today that Robert Papa has joined the firm as a Wealth Manager. Mr. Papa, CFP®, has nineteen years of experience working with clients. Rob is passionate about providing and directing his clients to solid, strategic, financial and investment options which can enable them to meet both their current and future goals....

2014-07-16 08:33:33

WELLESLEY, Mass., July 16, 2014 /PRNewswire/ -- Phil Fragasso, former President of I-Pension LLC and co-author of Your Nest Egg Game Plan, has launched a unique service to help individuals assess the strategy, cost and performance of their investment portfolios. The service is designed for both DIY investors and those working with an advisor. Fragasso, the founder of AuditYourFinancialAdvisor.com, describes himself as "a reformed safecracker who now works with law enforcement."...

2014-07-15 08:26:05

MORRISTOWN, N.J., July 15, 2014 /PRNewswire/ -- Private Advisor Group, LPL Financial's largest branch office by revenues* and a $5B RIA, was named one of the Financial Times top 300 Registered Investment Advisors. http://photos.prnewswire.com/prnvar/20140712/126524 "We are excited to be part of this elite group of RIAs and attribute our success to all of our advisors who align themselves with us," said Patrick Sullivan, Managing Director of Private Advisor Group. "This honor is...

2014-07-08 08:28:03

Inaugural List Cites Asset Growth, Compliance Record as a Few Top Criteria for Selection OMAHA, Neb., July 8, 2014 /PRNewswire-iReach/ -- Recognition for Carson Wealth Management Group as a top financial advisory firm has gone international. The London-based publication, Financial Times (FT), has named Carson Wealth Management Group as a top 300 registered investment advisory firm in the U.S. The FT is one of the world's largest business news organizations with more than 655,000...


Word of the Day
tessitura
  • The prevailing range of a vocal or instrumental part, within which most of the tones lie.
This word is Italian in origin and comes from the Latin 'textura,' web, structure.