Quantcast

Latest registered investment advisor Stories

2014-07-16 23:11:30

Robert Papa joins McLean Asset Management Corporation as a Wealth Manager McLean, VA (PRWEB) July 16, 2014 McLean Asset Management Corporation (“McLean”) announced today that Robert Papa has joined the firm as a Wealth Manager. Mr. Papa, CFP®, has nineteen years of experience working with clients. Rob is passionate about providing and directing his clients to solid, strategic, financial and investment options which can enable them to meet both their current and future goals....

2014-07-16 08:33:33

WELLESLEY, Mass., July 16, 2014 /PRNewswire/ -- Phil Fragasso, former President of I-Pension LLC and co-author of Your Nest Egg Game Plan, has launched a unique service to help individuals assess the strategy, cost and performance of their investment portfolios. The service is designed for both DIY investors and those working with an advisor. Fragasso, the founder of AuditYourFinancialAdvisor.com, describes himself as "a reformed safecracker who now works with law enforcement."...

2014-07-15 08:26:05

MORRISTOWN, N.J., July 15, 2014 /PRNewswire/ -- Private Advisor Group, LPL Financial's largest branch office by revenues* and a $5B RIA, was named one of the Financial Times top 300 Registered Investment Advisors. http://photos.prnewswire.com/prnvar/20140712/126524 "We are excited to be part of this elite group of RIAs and attribute our success to all of our advisors who align themselves with us," said Patrick Sullivan, Managing Director of Private Advisor Group. "This honor is...

2014-07-08 08:28:03

Inaugural List Cites Asset Growth, Compliance Record as a Few Top Criteria for Selection OMAHA, Neb., July 8, 2014 /PRNewswire-iReach/ -- Recognition for Carson Wealth Management Group as a top financial advisory firm has gone international. The London-based publication, Financial Times (FT), has named Carson Wealth Management Group as a top 300 registered investment advisory firm in the U.S. The FT is one of the world's largest business news organizations with more than 655,000...

2014-07-02 12:31:55

Investment Adviser Survey Reveals Compliance Testing Practices and Trends WASHINGTON and BERWYN, Pa., July 2, 2014 /PRNewswire/ -- The Investment Adviser Association, ACA Compliance Group, and Old Mutual Asset Management are pleased to announce the results of their ninth annual Investment Management Compliance Testing Survey. The survey was conducted online from April 24 to May 23 and collected responses from 369 compliance professionals, representing a range of SEC-registered investment...

2014-06-25 16:24:36

Millennial-Owned Agency Emerges With a Fresh Vision for Financial Public Relations READING, Pa., June 25, 2014 /PRNewswire/ -- Brian Hart (www.linkedin.com/in/brianahart/), a rising star in the financial communications space, today announced the launch of a new financial public relations agency, Flackable, LLC. Flackable is a national, Millennial-owned public relations agency created to support the communications needs of registered investment advisors (RIAs) and other...

2014-06-19 12:29:44

HOLBROOK, N.Y., June 19, 2014 /PRNewswire/ -- On Friday, June 20 through July 4, 2014, American Portfolios Financial Services, Inc. (APFS) will be participating in World T.E.A.M. Sports' (WTS) inaugural CanAm Veterans Challenge, a two-nation, 18-day journey starting in Ottawa, Ontario and traveling 766 miles to its finishing destination in Washington, D.C. on bicycles and hand cycles with wounded allied veterans from Canada, Denmark and the U.S. APFS President and CEO Lon T. Dolber,...

2014-06-04 12:34:32

As investors seek greater access to professional financial advice, platform allows advisors to capitalize on growing market segment HOLLYWOOD, Fla., June 4, 2014 /PRNewswire/ -- At the INSITE(TM) 2014 conference in Hollywood, Florida, Pershing LLC, a BNY Mellon company, today announced the launch of its new, fully integrated, next generation managed investments platform available through NetX360(®). A key attribute of the new platform is its ability to accommodate firms that custody with...

2014-06-04 08:41:06

Launch of an array of new digital technologies demonstrates Pershing's commitment to anticipating the changing needs of advisors and their clients HOLLYWOOD, Fla., June 4, 2014 /PRNewswire/ -- At its annual INSITE((TM)) 2014 conference, Pershing LLC, a BNY Mellon company, laid out the innovations that will have a transformative impact on advisor and investor technology. For the first time in the same calendar year, Pershing is launching new versions of all its major platforms - including...

2014-05-29 16:24:37

Pioneer Financial's Michael Schwartz, CFP® was recently featured in Forbes as one of America's PremierExperts®, offering helpful tips on health, wealth and success. NEW YORK, May 29, 2014 /PRNewswire/ -- Michael Schwartz, CFP®, Wealth Management Advisor affiliated with Pioneer Financial, was recently seen in the March 2014 issue of Forbes magazine with other leading professionals as part of a feature called "America's PremierExperts® Presents: Forecasts & Strategies For the...


Word of the Day
call-note
  • The call or cry of a bird or other animal to its mate or its young.
'Call-note' is newer than 'bird-call,' which originally referred to 'an instrument for imitating the note of birds' but now also refers to 'the song or cry of a bird.'
Related