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Latest registered investment advisor Stories

2014-07-08 08:28:03

Inaugural List Cites Asset Growth, Compliance Record as a Few Top Criteria for Selection OMAHA, Neb., July 8, 2014 /PRNewswire-iReach/ -- Recognition for Carson Wealth Management Group as a top financial advisory firm has gone international. The London-based publication, Financial Times (FT), has named Carson Wealth Management Group as a top 300 registered investment advisory firm in the U.S. The FT is one of the world's largest business news organizations with more than 655,000...

2014-07-02 12:31:55

Investment Adviser Survey Reveals Compliance Testing Practices and Trends WASHINGTON and BERWYN, Pa., July 2, 2014 /PRNewswire/ -- The Investment Adviser Association, ACA Compliance Group, and Old Mutual Asset Management are pleased to announce the results of their ninth annual Investment Management Compliance Testing Survey. The survey was conducted online from April 24 to May 23 and collected responses from 369 compliance professionals, representing a range of SEC-registered investment...

2014-06-25 16:24:36

Millennial-Owned Agency Emerges With a Fresh Vision for Financial Public Relations READING, Pa., June 25, 2014 /PRNewswire/ -- Brian Hart (www.linkedin.com/in/brianahart/), a rising star in the financial communications space, today announced the launch of a new financial public relations agency, Flackable, LLC. Flackable is a national, Millennial-owned public relations agency created to support the communications needs of registered investment advisors (RIAs) and other...

2014-06-19 12:29:44

HOLBROOK, N.Y., June 19, 2014 /PRNewswire/ -- On Friday, June 20 through July 4, 2014, American Portfolios Financial Services, Inc. (APFS) will be participating in World T.E.A.M. Sports' (WTS) inaugural CanAm Veterans Challenge, a two-nation, 18-day journey starting in Ottawa, Ontario and traveling 766 miles to its finishing destination in Washington, D.C. on bicycles and hand cycles with wounded allied veterans from Canada, Denmark and the U.S. APFS President and CEO Lon T. Dolber,...

2014-06-04 12:34:32

As investors seek greater access to professional financial advice, platform allows advisors to capitalize on growing market segment HOLLYWOOD, Fla., June 4, 2014 /PRNewswire/ -- At the INSITE(TM) 2014 conference in Hollywood, Florida, Pershing LLC, a BNY Mellon company, today announced the launch of its new, fully integrated, next generation managed investments platform available through NetX360(®). A key attribute of the new platform is its ability to accommodate firms that custody with...

2014-06-04 08:41:06

Launch of an array of new digital technologies demonstrates Pershing's commitment to anticipating the changing needs of advisors and their clients HOLLYWOOD, Fla., June 4, 2014 /PRNewswire/ -- At its annual INSITE((TM)) 2014 conference, Pershing LLC, a BNY Mellon company, laid out the innovations that will have a transformative impact on advisor and investor technology. For the first time in the same calendar year, Pershing is launching new versions of all its major platforms - including...

2014-05-29 16:24:37

Pioneer Financial's Michael Schwartz, CFP® was recently featured in Forbes as one of America's PremierExperts®, offering helpful tips on health, wealth and success. NEW YORK, May 29, 2014 /PRNewswire/ -- Michael Schwartz, CFP®, Wealth Management Advisor affiliated with Pioneer Financial, was recently seen in the March 2014 issue of Forbes magazine with other leading professionals as part of a feature called "America's PremierExperts® Presents: Forecasts & Strategies For the...

2014-05-28 08:39:20

Risk Profile Technology Available to All UP Advisors SACRAMENTO, Calif., May 28, 2014 /PRNewswire-iReach/ -- United Planners Financial Services (UP), a national RIA and independent broker-dealer partnership with more than 350 advisors nationwide, and Riskalyze, the creator of the Risk Number(TM), today announced a partnership to equip every UP advisor with industry-leading Client Risk Profile technology to pinpoint client risk tolerance. This groundbreaking technology will be...

2014-05-23 23:10:45

Marilyn Suey Specializing in Retirement Planning San Francisco, CA (PRWEB) May 23, 2014 Local financial advisor Marilyn Suey has earned the Accredited Investment Fiduciary® (AIF®) designation. To receive the designation, Suey completed an educational program covering best practices for executing fiduciary responsibilities as well as legislation pertaining to the fiduciary process. “The AIF® designation is well-respected in the financial services field,” said Marilyn....

2014-05-06 23:02:55

Managed Assets Grow 400% in Twelve Months San Francisco, CA (PRWEB) May 06, 2014 Personal Capital announced it is now managing in excess of $500 million of investment assets for its clients – a striking growth rate of 400% over the past year. Personal Capital is a new type of financial advisor, pioneering digital wealth management. “Our clients want financial advice that is both digital and personal. Digital via our web and mobile apps. Personal via our financial advisors,” said...


Word of the Day
omphalos
  • The navel or umbilicus.
  • In Greek archaeology: A central boss, as on a shield, a bowl, etc.
  • A sacred stone in the temple of Apollo at Delphi, believed by the Greeks to mark the 'navel' or exact center-point of the earth.
'Omphalos' comes from the ancient Greek.
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