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Latest registered investment advisor Stories

2013-10-03 23:30:31

Total regulatory assets under management reported by SEC-registered investment advisers increased significantly to $54.8 trillion from $49.4 trillion. SEC-registered firms employ more than 700,000 professionals and serve more than 25 million individual and institutional clients. Washington, DC and Lakeville, CT (PRWEB) October 03, 2013 The Investment Adviser Association (IAA) and National Regulatory Services (NRS) today issued the 13th annual Evolution/Revolution report, an in-depth study...

2013-09-17 23:33:59

KBK Wealth Management Recognized As One Of Commonwealth Financial Network's Five Largest Practices For 2012 New York, New York (PRWEB) September 17, 2013 Manhattan based financial planning firm, KBK Wealth Management, was recently recognized as one of the five largest branch offices of Commonwealth Financial Network, based on production. As the largest privately held Independent Broker/Dealer in the nation, Commonwealth Financial Network oversees over 1,400 producing advisors with...

2013-08-26 23:22:19

The new Account View website offers more efficient navigation and improved functionality, giving clients access to customized portfolio reporting, statements, trade confirmations, market information and more. Fountain Valley, CA (PRWEB) August 26, 2013 The Orange County LPL financial advisors of IWM Partners today announced the introduction of a new version of its Account View website, providing clients an improved user interface and streamlined navigation for accessing customized...

2013-08-22 23:25:46

Beacon Financial Partners is pleased to welcome Peter Franz to the Cleveland wealth advisory firm. Cleveland, Ohio (PRWEB) August 22, 2013 Mr. Franz will be performing a dual role at Beacon Financial Partners. He will serve as Co-Chief Investment Officer on behalf of the firm and as a financial advisor. In his dual role, Pete works with both his own personal client base and is part of the team that is responsible for managing the investment platform of the firm and articulating the...

2013-07-30 23:33:38

Strategic Benefit Services releases new report highlighting the advantages of using an expert plan advisor dedicated to retirement services. Albany, N.Y. (PRWEB) July 30, 2013 With the ongoing transformation of retirement services industry regulations, how can your organization be confident it is both competitive and compliant? A new report from Strategic Benefits Services (SBS), 7 Reasons for Hiring a Dedicated Retirement Plan Advisor offers key insight into how working with a...

2013-07-09 23:20:25

Webinar series provides financial advisors opportunity to learn, discuss practical uses of options strategies in client portfolios. Chicago, IL (PRWEB) July 09, 2013 MoneyBlock, an online broker-dealer serving independent reps and advisors, and The Options Institute at the Chicago Board Options Exchange, the oldest and largest U.S. options exchange and the creator of listed options, today announced a webinar series aimed at educating financial advisors on options strategies that could...


Word of the Day
holluschickie
  • A 'bachelor seal'; a young male seal which is prevented from mating by its herd's older males (mated bulls defending their territory).
This comes from the Russian word for 'bachelors.'
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