Latest registered investment advisor Stories
JERSEY CITY, N.J., Jan. 12, 2012 /PRNewswire/ -- Pershing, a BNY Mellon company, announced today the availability of a new guidebook, Developing a Sustainable Business and Succession Plan: An Independent Advisor's Guide, which examines the critical elements of business and succession plans. This continues an ongoing series of practice management guides being developed by Pershing Advisor Solutions to help registered investment advisors (RIAs) improve their business planning and...
ORLANDO, Fla., Jan. 10, 2012 /PRNewswire/ -- Cramer & Rauchegger, Inc., a firm specializing in retirement management, estate planning and wealth management announced today that its Founder and President, Scott Cramer, was featured on Bloomberg Television's in-depth investment program, "Taking Stock," on Tuesday, January 3, 2012. The segment on "Investment Strategy Mimicking University Endowments" was hosted by Pimm Fox and aired live at 5:30pm EST. Mr. Cramer, an Endowment...
CHICAGO, Dec. 8, 2011 /PRNewswire/ -- Year-end is a prime time to meet with your financial advisor and review your investment portfolio and retirement plans. However, when the markets are extremely volatile, it is even more critical to have that conversation with your trusted financial advisors. "With markets as volatile as we are experiencing this year, it is especially important to update your risk profile and ensure that it is aligned with your long-term goals," said Mike...
OAKLAND, Calif., Nov. 16, 2011 /PRNewswire/ -- Bell Investment Advisors, a Bay Area registered investment advisory firm, today announced that Marivic Hammond has joined the firm as Investment Advisor. In this role, she will be responsible for advising clients on Bell's unique momentum-based products and services. Hammond joins the firm after over 15 years in the investment management field. Originally from Southern California, Hammond spent 11 years with Wells Capital Management before...
JERSEY CITY, N.J. Oct. 27, 2011 /PRNewswire/ -- Pershing LLC, a BNY Mellon company, announced today that it has expanded its leadership of anytime, anywhere account access with the introduction of a browser-based version of its innovative, open-architecture NetX360® technology platform. NetX360.com offers a simplified professional experience which can be accessed from wherever an investment professional has access to a browser. Given this flexibility, it serves the additional benefit of...
ATLANTA, Sept. 14, 2011 /PRNewswire/ -- Today RidgeWorth Investments launched a new website dedicated to providing financial advisors with access to resources they need to better focus on serving clients and growing their businesses. The minimally branded site, geared toward both wealth and retirement plan advisors, has educational one-pagers and short video tutorials which highlight the benefits of using online productivity enhancing tools such as LinkedIn and Google Alerts. Advisors will...
OAKLAND, Calif., June 29, 2011 /PRNewswire/ -- Bell Investment Advisors, a Bay Area registered investment advisory firm, today announced they are now offering the public a free white paper, "Business Succession Planning: A Short Course." Bell Investment Advisors regularly offers free white papers and webinars as part of an ongoing educational series.This recent white paper outlines the key factors a business owner must consider when planning to pass on the business. The paper...
NEW YORK, June 24, 2011 /PRNewswire/ -- (http://www.myprgenie.com) -- Financial Planning, the monthly magazine and website serving independent financial advisors across the United States, today announced its 26th annual FP50 ranking of the nation's largest independent broker-dealers by revenue. Industry giant LPL Financial, with 2010 revenue of $2.9 billion, and Ameriprise Financial Services, with revenue of $2.5 billion, topped the FP50 list as it did last year. The two giants each...
OMAHA, Neb., June 6, 2011 /PRNewswire/ -- Orion Advisor Services, LLC, a premier portfolio accounting service provider, announced the addition of one of the industry's premier investment firms to its client list. United Planners, a broker-dealer and registered investment advisor providing full brokerage, insurance, investment advisory services and retirement plan services, will utilize Orion's comprehensive back-office solutions to improve client service and portfolio management. (Logo:...
NASHVILLE, Tenn., April 27, 2011 /PRNewswire/ -- Millennium Brokerage Group ("MBG") today announced the launch of Physicians 401k, a Multiple Employer Plan (MEP) designed specifically for physicians and their practices. Physicians 401k plan provides a number of advantages and efficiencies not available in standalone or individual employer plans. As a MEP, Physicians 401k plan reduces a physician's fiduciary liability, lowers their administrative fees, and provides top rated investment...
