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Last updated on April 19, 2014 at 18:42 EDT

Latest Securities and Exchange Commission Stories

2013-08-14 12:27:08

CHARLESTON, S.C., Aug. 14, 2013 /PRNewswire/ -- Benefitfocus, a leading provider of cloud-based benefits software solutions, today announced that it has filed a registration statement on Form S-1 with the Securities and Exchange Commission (SEC) relating to the proposed initial public offering of its common stock. The number of shares to be sold and the price range for the proposed offering have not yet been determined. Benefitfocus plans to list its common stock on the NASDAQ Stock...

2013-08-14 12:22:21

SOLANA BEACH, Calif., Aug. 14, 2013 /PRNewswire/ -- VF Corporation is the latest multi-billion dollar corporation to tap Source Intelligence to undertake their compliance with the conflict minerals due diligence requirement under Section 1502 of the Dodd-Frank Wall Street Reform and Consumer Protection Act. In June, the company signed a three year contract with Source Intelligence. The Securities and Exchange Commission ruling requires publicly traded companies to disclose the...

2013-08-09 08:22:58

ST. LOUIS, Aug. 9, 2013 /PRNewswire/ -- Quinpario Acquisition Corp. (the "Company") (QPACU), a newly-organized blank check company formed for the purpose of acquiring or merging with an operating business in the specialty chemicals and performance materials sectors, today announced the pricing of its initial public offering of 15,000,000 units at a price of $10.00 per unit for gross proceeds of $150,000,000 on August 8, 2013. Each unit issued in the initial public offering consists...

2013-08-06 23:29:23

S.D. Daniels & Co., LLC ("SDDCO-LLC") lends guidance to broker-dealers on the mandatory testing of their anti-money laundering programs. Overview includes the timing and requirements of AML testing, the minimum standards of AML compliance, the scope and process of the AML audit, and the contents of the final report. New York, NY 10022 (PRWEB) August 06, 2013 Money laundering—the act of using a legitimate financial system to mask ill-gotten gains—makes dirty money appear...

2013-08-06 16:22:40

TULSA, Okla., Aug. 6, 2013 /PRNewswire/ -- ONEOK Partners, L.P. (NYSE: OKS) today announced a public offering of 10.0 million of its common units, representing limited partner interests, subject to market and other conditions. The units will be offered by ONEOK Partners pursuant to an effective shelf registration statement on file with the Securities and Exchange Commission. ONEOK Partners expects to use the net proceeds from the common unit public offering for general partnership...

2013-08-05 16:21:40

WILMERDING, Pa., Aug. 5, 2013 /PRNewswire/ -- Wabtec Corporation (NYSE: WAB) today announced that it has priced a public offering of $250 million of 4.375% Senior Notes due 2023. The notes will pay interest semi-annually in arrears and will mature on Aug. 15, 2023, unless earlier redeemed or repurchased. The offering is being made pursuant to the company's effective shelf registration statement filed with the Securities and Exchange Commission (the "SEC"). Wabtec intends to use the...

2013-08-02 08:24:52

WOONSOCKET, R.I., Aug. 2, 2013 /PRNewswire-FirstCall/ -- CVS Caremark Corporation (NYSE: CVS) confirmed today that it has reached an agreement in principle with the staff of the Boston Regional Office of the Securities and Exchange Commission (SEC) to resolve an investigation by the SEC of certain events that occurred in 2009. This investigation, which CVS Caremark previously disclosed after it began in 2011, has focused on events that occurred in the third and fourth quarters of...

2013-07-22 08:25:36

Tactical workflow for the most important document a public company will ever produce NEW YORK, July 22, 2013 /PRNewswire/ -- Vintage Filings, the financial printing, EDGAR and XBRL filing division of PR Newswire, today announced the availability of a new white paper that illustrates the collaborative workflow between a corporation and the Securities and Exchange Commission (SEC) when preparing an IPO S-1 file. (Photo: http://photos.prnewswire.com/prnh/20130722/NY46352-INFO )...

2013-07-18 20:20:34

ST. PAUL, Minn., July 18, 2013 /PRNewswire/ -- CHS Inc. ("CHS") (NASDAQ: CHSCP) announced today that it has filed a Registration Statement on Form S-1 with the Securities and Exchange Commission (the "Commission") in anticipation of a proposed public offering of Class B Reset Rate Cumulative Redeemable Preferred Stock (the "Class B Preferred Stock"). The number of shares to be offered and the initial dividend rate applicable to the Class B Preferred Stock have not yet been...

2013-07-16 16:26:35

"Safe Harbors" to Verify Accredited Investor Status Require Divulging Personal Financial Info KANSAS CITY, Mo., July 16, 2013 /PRNewswire-USNewswire/ -- Final rules ending the ban on general solicitation for companies seeking investment from accredited investors eliminates the ability of angels to self-certify their status, and will result in many angels refusing to participate in this type of investing, according to the Angel Capital Association (ACA). "With thousands fewer angels...