Latest Securities and Exchange Commission Stories
RENO, Nev., Feb. 1, 2012 /PRNewswire/ -- GameTech International, Inc. ("GameTech" or the "Company") a leading supplier of electronic bingo equipment and video lottery terminals, today announced that it has filed its 2011 annual report on Form 10-K with the Securities and Exchange Commission. The Form 10-K is expected to be available online via the Securities and Exchange Commission's EDGAR database at www.sec.gov, beginning on Thursday, February 2, 2012 at approximately 6:00 am EST....
GRAND JUNCTION, Colo., Feb. 1, 2012 /PRNewswire-Asia/ -- AgFeed Industries, Inc. (Nasdaq: FEED, NYSE Alternext: ALHOG) (the "Company") announced today that it has notified The Nasdaq Stock Market LLC ("Nasdaq") of its intent to voluntarily delist its common stock from The Nasdaq Global Select Market. The Company currently anticipates that it will file with the Securities and Exchange Commission (the "Commission") and Nasdaq a Form 25 relating to the delisting of its common stock...
CHARLOTTE, N.C., Feb. 1, 2012 /PRNewswire/ -- MedCath Corporation (Nasdaq: MDTH) announced today that it intends to file its Quarterly Report of Form 10-Q for its first fiscal quarter ended December 31, 2011 with the Securities and Exchange Commission on February 9, 2012. In connection with the receipt of stockholder approval of a Plan of Dissolution, MedCath adopted the liquidation basis of accounting in September 2011. MedCath will continue to make required SEC filings, but will...
CHICAGO, Jan. 30, 2012 /PRNewswire/ -- IntercontinentalExchange (NYSE: ICE), a leading operator of global regulated futures exchanges, clearing houses and over-the-counter (OTC) markets, announced today that ICE Clear Credit now offers portfolio margining benefits for clearing participants' proprietary positions, allowing for more efficient collateralization of opposite positions in index and correlated single-name credit default swap (CDS) instruments. (Logo:...
COLORADO SPRINGS, Colo., Jan. 30, 2012 /PRNewswire/ -- Gold Resource Corporation (NYSE Amex: GORO) announced preliminary 2011 fourth quarter and record year end production totals. The Company set its 2012 Outlook and continues to target an aggressive low-cost growth profile. Gold Resource Corporation is a low-cost gold producer with operations in the southern state of Oaxaca, Mexico. Gold Resource Corporation produced approximately 66,125 ounces precious metal gold equivalent...
AUSTIN, Texas, Jan. 27, 2012 /PRNewswire/ -- Three Rivers Operating Company Inc. ("Three Rivers" or the "Company") announced today that it has filed a registration statement on Form S-1 with the Securities and Exchange Commission (the "SEC") for the initial public offering of its common stock. Three Rivers intends to apply to list its common stock on the New York Stock Exchange under the symbol "TROC." Goldman, Sachs & Co., J.P. Morgan and Credit Suisse are acting as joint...
CHICAGO, Jan. 26, 2012 /PRNewswire/ -- On January 19, 2012, the Division of Investment Management of the Securities and Exchange Commission (the "Staff" or the "SEC") reaffirmed its position in its December 8, 2005, response to the American Bar Association no-action letter (the "ABA Correspondence"), in which the SEC stated that, under certain conditions, special purpose vehicles ("SPVs") would not be required to register as an investment adviser with the SEC (the "No-Action...
DALLAS, Jan. 19, 2012 /PRNewswire/ -- Matador Resources Company ("Matador") announced today that it has commenced an initial public offering of 13,333,334 shares of its common stock pursuant to a registration statement on Form S-1 previously filed and as amended with the Securities and Exchange Commission (the "SEC"). An aggregate of 11,666,667 of these shares are being sold by the Company and 1,666,667 of these shares are being sold by certain named selling shareholders. In...
Federal authorities announced on Wednesday that they had charged seven financial analysts and money managers across the country with a $78 million hedge fund insider trading scheme, in one of the largest sweeps in the government’s years-long investigation of suspicious trading at hedge funds. U.S. Attorney Preet Bharara, the chief federal New York prosecutor, described the ring as "a club where everyone scratched everyone else's back." "Today's charges illustrate something that should...
In the news release, CleanTech Innovations, Inc. Sues the NASDAQ Stock Market for Racism and Discrimination, issued Jan. 18, 2012 by CleanTech Innovations, Inc. over PR Newswire, we are advised by the company that the URL in the last sentence, fourth paragraph, should direct to http://www.sec.gov/Archives/edgar/data/1382219/000118518512000079/ex99-14.htm; and the URL in the last sentence, eighth paragraph should direct to...
