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Latest Securities and Exchange Commission Stories

2014-06-18 16:22:32

DALLAS, June 18, 2014 /PRNewswire/ -- Nowak & Stauch, LLP and Deans & Lyons, LLP are continuing the fight that began in 2008 to recover for victims of the Halek Energy oil and gas scheme that defrauded hundreds of investors out of tens of millions of dollars. On February 19, 2014, Halek Energy, LLC, finally emerged from bankruptcy. Notably absent, however, was the company's founder and namesake, Jason Halek. Mr. Halek started the company in 2002 under the name Halek's...

2014-06-18 12:32:37

LAVAL, Quebec, June 18, 2014 /PRNewswire/ -- Valeant Pharmaceuticals International, Inc. ("Valeant") (NYSE: VRX) (TSX: VRX) today announced that it has commenced an exchange offer for the common stock of Allergan, Inc. ("Allergan") (NYSE: AGN), taking its May 30(th) proposal directly to Allergan stockholders. Under the terms of the offer, Allergan stockholders would be able to elect to exchange each of their Allergan shares for $72.00 in cash and 0.83 Valeant common shares, or an amount of...

2014-06-16 20:22:02

ATLANTA, June 16, 2014 /PRNewswire/ -- Streamline Health Solutions, Inc. (NASDAQ: STRM), a leading provider of transformational data-driven solutions to help healthcare providers reduce exposure to risk, enhance clinical, financial, and operational performance, and improve patient care, today announced that it received a letter from The NASDAQ Stock Market LLC ("NASDAQ") on June 12, 2014 notifying the Company that it is not in compliance with NASDAQ Listing Rule 5250(c)(1). The...

2014-06-06 23:02:08

Wedbush Securities respectfully disagrees with the assertion in the SEC’s administrative complaint Los Angeles, CA (PRWEB) June 06, 2014 The Securities and Exchange Commission has begun an administrative proceeding against Wedbush Securities related to its “market access rule” which became effective in 2011. Wedbush Securities respectfully disagrees with the assertion in the SEC’s administrative complaint that the firm’s controls and procedures in this area were inadequate. The...

2014-06-06 08:24:59

SAN DIEGO, June 6, 2014 /PRNewswire/ -- Pfenex Inc. today announced that it has filed a registration statement with the Securities and Exchange Commission for a proposed initial public offering of its common stock. The number of shares to be sold and the price range for the proposed offering have not yet been determined. William Blair & Company, L.L.C. and JMP Securities LLC are acting as joint book-running managers for the offering and Mizuho Securities USA Inc. is acting as a...

2014-06-05 08:23:14

TSX, NYSE MKT: BXE CALGARY, June 5, 2014 /PRNewswire/ - Bellatrix Exploration Ltd. ("Bellatrix" or the "Company") (TSX, NYSE MKT: BXE) is pleased to announce that it has closed its previously announced bought deal offering of 18,170,000 common shares of the Company (the "Common Shares") at a price of $9.50 per Common Share for aggregate gross proceeds of $172,615,000 (the "Offering"). The Common Shares issued pursuant to the Offering included the exercise in full by the underwriters...

2014-06-04 12:29:13

MARIETTA, Ga., June 4, 2014 /PRNewswire/ -- The Board of Directors of MiMedx Group, Inc. (NASDAQ: MDXG), announced today that the Board applauds the dismissal of the lawsuit brought by the Securities and Exchange Commission ("SEC") against the Company's Chairman and CEO, Parker H. "Pete" Petit. The SEC had brought a civil action against Mr. Petit alleging that in 2007, when he was Chairman and CEO of Matria Healthcare, Inc. (NASDAQ: MATR), he provided inside information to a friend...

2014-06-04 08:34:03

ATLANTA, June 4, 2014 /PRNewswire/ -- The Securities and Exchange Commission (SEC) has dismissed its civil lawsuit against Parker H. "Pete" Petit. The dismissal comes five years after the SEC began its investigation and weeks before it was scheduled for trial. Regarding the SEC, Mr. Petit stated, "I very much appreciate the role the SEC plays in policing the markets and protecting the public from unscrupulous practices. I am also pleased the SEC has decided to dismiss the case...

2014-05-29 08:23:21

ST. PETERS, Mo., May 29, 2014 /PRNewswire/ -- SunEdison, Inc. ("SunEdison")(NYSE: SUNE) today announced that its yieldco subsidiary, TerraForm Power, Inc. ("TerraForm Power"), has publicly filed a registration statement on Form S-1 with the Securities and Exchange Commission (the "Commission") relating to a proposed initial public offering of Class A common stock. TerraForm Power is an indirect subsidiary of SunEdison and will own and operate contracted clean power generation assets...

2014-05-21 16:27:00

Australian-based company takes first steps to offer shares on NASDAQ Global Market SYDNEY, May 21, 2014 /PRNewswire/ -- Parnell Pharmaceuticals Holdings Pty. Ltd. (Parnell) today announced that it has filed a registration statement on Form F-1 with the Securities and Exchange Commission for a proposed initial public offering of its ordinary shares. In connection with its proposed initial public offering, Parnell will convert from a proprietary company limited by shares to that of a...


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ramage
  • Boughs or branches.
  • Warbling of birds in trees.
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