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Latest Securities Investor Protection Corporation Stories

2014-09-03 16:31:59

NEW YORK, Sept. 3, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, today announced enhancements to its Closing Price, POV and Abraxas(SM) trading algorithms that will seek to optimize client participation in the NASDAQ, NYSE and NYSE Arca opening and closing auctions. http://photos.prnewswire.com/prnvar/20140730/130987 Using historical data and real-time auction imbalance information, ConvergEx's algorithms can now determine the...

2014-08-22 23:08:24

Firstrade held its Branch Grand Opening on August 15, 2014 and is now servicing customers with online brokerage accounts from two new convenient locations. Queens, NY (PRWEB) August 22, 2014 Firstrade welcomed more than 100 guests at the grand opening of its branch and new headquarter location. The ribbon cutting ceremony was held at the new branch on Friday, August 15, 2014. US Congresswoman Grace Meng and NYC Councilman Peter Koo were present. “At Firstrade, we are constantly...

2014-08-19 23:13:06

Seed Equity Ventures, LLC announces the launch of its U.S. Registered Broker-dealer and proprietary equity-based crowdfunding platform, built to connect investors with entrepreneurs and startups across the globe. San Francisco, CA and Salt Lake City, UT (PRWEB) August 19, 2014 Seed Equity Ventures, LLC (Seed Equity) announces the launch of its U.S. Registered Broker-dealer and proprietary equity-based crowdfunding platform, built to connect investors with entrepreneurs and startups across...

2014-08-13 12:23:34

NEW YORK, Aug. 13, 2014 /PRNewswire/ -- MLV & Co. ("MLV") announced today that it advised on and arranged $105.75 million of financing that included a debt facility and equity investment for RAM Energy LLC ("RAM Energy"). MLV & Co. Financial, the parent of MLV, also participated as principal in the equity tranche. http://photos.prnewswire.com/prnvar/20120130/NY44039LOGO RAM Energy used the capital to purchase low-decline, conventional oil and gas assets which included two...

2014-07-30 12:28:39

ConvergEx Group Survey: Federal Reserve More Likely Than Middle East or Ukraine to Cause Volatility NEW YORK, July 30, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, has released the results of its U.S. Market Volatility Survey, exploring financial industry sentiment about market volatility, the CBOE® Volatility Index (VIX®) and macro drivers of investor activity. http://photos.prnewswire.com/prnvar/20140730/130987 While almost...

2014-07-29 23:07:28

Dr. William Hearl to embark on a roadshow with Newport to showcase the company’s technology, progress to date, and future plans to the private and institutional investment community. Hershey, PA & Rockville, MD (PRWEB) July 29, 2014 July 29, 2014 - Immunomic Therapeutics, Inc. (ITI), a vaccine pioneer in the biotechnology industry, announced that it has engaged the financial services firm Newport Coast Securities, Inc. to explore financing opportunities that build shareholder...

2014-07-21 23:07:31

After a successful private launch, DriveWealth is now releasing its mobile investing platform to the world. Chatham, NJ (PRWEB) July 21, 2014 After a successful private launch, DriveWealth is now releasing its mobile investing platform to the world. The platform creates an affordable way to invest in global companies with low $2.99 per trade pricing and an initial minimum account size of only $50. The DriveWealth app features social networking, investor education, and multi-language...

2014-07-17 23:03:30

The funding provides CTi with the opportunity to grow its core line of business as well as develop new applications Los Angeles, CA (PRWEB) July 17, 2014 Cavitation Technologies, Inc. ("CTi") (CVAT) (Berlin & Stuttgart: WTC) announced that the Company obtained equity funding of $1.4 Million dollars with Security Research Associates (SRA, Member of FINRA/SIPC) as the placing agent. The terms of the deal are at $0.075 per share and for each share purchased, there was a five...

2014-07-17 20:23:46

COVINGTON, La., July 17, 2014 /PRNewswire/ -- We are pleased to announce that W.B. Johnston Grain, (WBJ) the oldest and largest privately owned grain company in Oklahoma, has entered into a Letter of Intent to sell its grain company and related businesses to CGB Enterprises, Inc., an innovative and progressive leader in the grain and transportation industries. The parties expect to the close the transaction within 30 - 45 days. WBJ's CEO Butch Meibergen stated "We are looking forward...

2014-07-16 23:07:26

Independent broker dealer announces completion of Morningstar Office implementation for its reps/advisors. Madison, WI (PRWEB) July 16, 2014 Harbour Investments, Inc., a Madison, Wisconsin-based independent broker dealer and registered investment advisor, is pleased to announce that it has completed the implementation of Morningstar Office, a complete practice and portfolio management system for independent financial advisors. This single, all-inclusive platform is designed to support the...


Word of the Day
tessitura
  • The prevailing range of a vocal or instrumental part, within which most of the tones lie.
This word is Italian in origin and comes from the Latin 'textura,' web, structure.