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Last updated on April 16, 2014 at 11:21 EDT

Latest Securities Investor Protection Corporation Stories

2014-04-03 12:34:03

NEW YORK, April 3, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, today announced that its LiquidPoint options technology business has expanded its offering of multi-leg solutions to include the NXP DARK(TM) algorithm. With the market for complex order types expected to grow more than 20% in 2014*, LiquidPoint continues to enhance its capabilities to address the unique demands that this growing trend places upon its clients:...

2014-03-26 23:04:34

First Southern Securities, LLC to Provide Brokerage Platform to Kiss Trust Bel Air, MD (PRWEB) March 26, 2014 Kiss Trust has selected First Southern Securities, LLC (“FSS”), a broker dealer headquartered in Alpharetta, GA to provide brokerage account services. First Southern Securities, LLC is a boutique financial services company that provides a broad spectrum of investment banking and brokerage services to issuers, institutional and private clients throughout the United States....

2014-02-24 08:34:55

NEW YORK, Feb. 24, 2014 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced REDI Global Technologies LLC ("REDI"), a newly independent, global trading technology provider, is a new distributor of OTC Markets Group's real-time Level 1 and Level 2 data. REDI's buy- and sell-side customers will now have access to real-time best bid/offer and full depth of book data on OTCQX®, OTCQB® and OTC Pink®...

2014-02-21 08:22:05

NEW YORK, Feb. 21, 2014 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that I-Minerals Inc. (TSX-V: IMA; OTCQX: IMAHF), a Vancouver-based mining company, has been approved to trade on OTCQX®,( )the best marketplace with qualified companies. http://photos.prnewswire.com/prnvar/20110118/MM31963LOGO I-Minerals begins trading today on OTCQX International, a segment of the OTCQX marketplace...

2014-02-04 20:21:12

DALLAS, Feb. 4, 2014 /PRNewswire/ -- Generational Capital Markets, Inc., member FINRA/SIPC, ("GCM") an advisor to privately-held businesses for mergers & acquisitions, is pleased to announce a joint venture of its client Kurz Electric Solutions, Inc., with Colville Capital. The transaction closed July 31, 2013. Kurz Electric Solutions, Inc., based in Wisconsin, is a leading industrial distributor and service provider of electric motors, power transmission equipment, and variable...

2014-02-04 08:24:19

Joint Effort Between Penton's Waste Industry Group and Wunderlich Securities NEW YORK, Feb. 4, 2014 /PRNewswire/ -- Penton's Waste Industry Group and Wunderlich Securities today announced the second annual WasteExpo Investor Summit, which will take place Monday, April 28, 2014 from 7 a.m. until 5 p.m. at the Georgia World Congress Center, Atlanta, GA. (Logo: http://photos.prnewswire.com/prnh/20140204/CL57970LOGO) The Investor Summit, which is the only dedicated gathering of...

2014-01-29 23:26:26

Now customers can instantly sync with the existing portfolio of an experienced investor - commission-free. Chicago, Illinois (PRWEB) January 29, 2014 Ditto Trade, Inc., a leading innovator in social investing, today announced the launch of DittoSync. DittoSync allows customers (Followers) to purchase, on a percent for percent basis, all of the same stocks or options currently being held by the person or service (Lead Trader) they are following. The Follower’s portfolio becomes...

2014-01-24 16:22:46

NEW YORK, Jan. 24, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, today announced that Paul Finnegan has joined its LiquidPoint options business as Director of Software Sales. Based in Chicago, he will be responsible for developing LiquidPoint's market data products and will also manage the sales of its LDB portfolio margining tools. "Paul's executive and technology experience, and his extensive knowledge of the options...

2014-01-17 12:25:45

NEW YORK, Jan. 17, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, today announced that ConnEx, its outsourced hosted FIX connectivity business, significantly grew its sell-side client base and vastly expanded its suite of services in 2013. Since the beginning of 2013, ConnEx has onboarded a wide range of clients at a record pace and exceeded expectations for the year. ConnEx has diversified its service offering by introducing a...

2014-01-13 08:22:26

NEW YORK, Jan. 13, 2014 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that Marquee Energy Ltd. (OTCQX: MQLXF; TSX-V: MQL), a Calgary-based growth oriented junior oil and gas company, has been approved to trade on OTCQX®, the best marketplace with qualified companies. (Logo: http://photos.prnewswire.com/prnh/20110118/MM31963LOGO ) Marquee Energy begins trading today on OTCQX International, a...