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Latest Securities Investor Protection Corporation Stories

2014-10-21 08:43:30

Fastest Growing Investment App Invited to Demo and Showcase New Product Innovation at Leading Industry Event NEWPORT BEACH, Calif., Oct. 21, 2014 /PRNewswire/ -- Acorns, the first micro-investing app that helps people save and invest, today announced it will demo its investment app and financial engine on Wednesday, November 5 at Money 20/20, the world's largest event for payments and financial services innovation. Acorns cofounder and COO, Jeff Cruttenden, will provide an in-depth...

2014-10-21 08:42:12

NEW YORK, Oct. 21, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, today announced that Westminster Research Associates has released a new Commission Management Platform with enhanced navigation, usability and design features. http://photos.prnewswire.com/prnvar/20140730/130987 "We are pleased to provide our clients with a powerful new web-based solution to manage their CSA business," said Dan Sheehan, head of operations for...

2014-09-26 08:22:10

NEW YORK, Sept. 26, 2014 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced Discovery Ventures, Inc. (TSX-V: DVN; OTCQX: DTVMF), an exploration and development stage company, has qualified to trade on OTCQX®, the best marketplace. Logo - http://photos.prnewswire.com/prnh/20110118/MM31963LOGO Discovery Ventures begins trading today on OTCQX under the symbol "DTVMF." U.S. investors can find...

2014-09-22 08:33:13

NEW YORK, Sept. 22, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, today announced a dynamic order routing strategy that allows clients to designate a percentage of an order to be sent to IEX, with the remainder going to ConvergEx's Darkest algorithm, which searches for liquidity among more than 20 other non-displayed venues. ConvergEx is offering this strategy after careful analysis of IEX executions showed that client...

2014-09-16 23:13:13

Established Customers Show Validation of InvestorIDTM in Mature Private Placement Marketplace Buffalo, NY (PRWEB) September 16, 2014 CrowdBouncer announced today that two new customers have signed up to use its InvestorID™ platform (http://www.InvestorID.com): Merriman Capital, Inc. (Member, FINRA / SIPC), a broker-dealer based in San Francisco that operates the Digital Capital Network, and Spencer Trask Ventures, Inc. (Member, FINRA / SIPC), an investment bank and private equity firm...

2014-09-03 16:31:59

NEW YORK, Sept. 3, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, today announced enhancements to its Closing Price, POV and Abraxas(SM) trading algorithms that will seek to optimize client participation in the NASDAQ, NYSE and NYSE Arca opening and closing auctions. http://photos.prnewswire.com/prnvar/20140730/130987 Using historical data and real-time auction imbalance information, ConvergEx's algorithms can now determine the...

2014-08-22 23:08:24

Firstrade held its Branch Grand Opening on August 15, 2014 and is now servicing customers with online brokerage accounts from two new convenient locations. Queens, NY (PRWEB) August 22, 2014 Firstrade welcomed more than 100 guests at the grand opening of its branch and new headquarter location. The ribbon cutting ceremony was held at the new branch on Friday, August 15, 2014. US Congresswoman Grace Meng and NYC Councilman Peter Koo were present. “At Firstrade, we are constantly...

2014-08-19 23:13:06

Seed Equity Ventures, LLC announces the launch of its U.S. Registered Broker-dealer and proprietary equity-based crowdfunding platform, built to connect investors with entrepreneurs and startups across the globe. San Francisco, CA and Salt Lake City, UT (PRWEB) August 19, 2014 Seed Equity Ventures, LLC (Seed Equity) announces the launch of its U.S. Registered Broker-dealer and proprietary equity-based crowdfunding platform, built to connect investors with entrepreneurs and startups across...

2014-08-13 12:23:34

NEW YORK, Aug. 13, 2014 /PRNewswire/ -- MLV & Co. ("MLV") announced today that it advised on and arranged $105.75 million of financing that included a debt facility and equity investment for RAM Energy LLC ("RAM Energy"). MLV & Co. Financial, the parent of MLV, also participated as principal in the equity tranche. http://photos.prnewswire.com/prnvar/20120130/NY44039LOGO RAM Energy used the capital to purchase low-decline, conventional oil and gas assets which included two...

2014-07-30 12:28:39

ConvergEx Group Survey: Federal Reserve More Likely Than Middle East or Ukraine to Cause Volatility NEW YORK, July 30, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, has released the results of its U.S. Market Volatility Survey, exploring financial industry sentiment about market volatility, the CBOE® Volatility Index (VIX®) and macro drivers of investor activity. http://photos.prnewswire.com/prnvar/20140730/130987 While almost...


Word of the Day
ramage
  • Boughs or branches.
  • Warbling of birds in trees.
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