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Last updated on April 17, 2014 at 9:24 EDT

Latest Securities Investor Protection Corporation Stories

2012-09-11 06:30:37

NEW YORK, Sept. 11, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced that Eze Castle Software has successfully executed its first Form PF filing to the U.S. Securities and Exchange Commission (SEC). The filing was submitted via Eze's Regulatory Filings Manager on behalf of GMT Capital Corp., an Atlanta-based private investment company. Regulatory Filings Manager, the latest component of Eze Data Management, is a new Form PF reporting solution that integrates...

2012-09-06 02:27:16

NEW YORK, Sept. 6, 2012 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that North Country Gold (OTCQX: NCGDF; TSX.V: NCG), a Canadian based gold exploration company, is now trading on the highest OTC marketplace, OTCQX(®). (Logo: http://photos.prnewswire.com/prnh/20110118/MM31963LOGO ) North Country Gold began trading today on the OTC market's prestigious tier, OTCQX International. Investors can...

2012-09-06 02:25:53

HOUSTON, Sept. 6, 2012 /PRNewswire/ -- Aztec Oil & Gas, Inc. (Pink Sheets: AZGSD) ("Aztec") announced today the pending release of an independent due diligence report by Duff & Phelps. This research report is expected to be released to broker dealer due diligence analysts immediately. "This is the most comprehensive financial, operational and background review that has ever been produced on our company. It resulted from our desire to be at the forefront of...

2012-08-08 10:27:05

NEW YORK, Aug. 8, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced that its board of managers has appointed Steven P. Heineman as general counsel. Mr. Heineman also joins the firm as a member of the ConvergEx Group Executive Committee. Mr. Heineman comes to ConvergEx from Societe Generale where he most recently was general counsel in the Americas region, overseeing the legal and compliance coverage of the firm's financing, derivatives, equities and fixed...

2012-08-08 02:28:09

NEW YORK, Aug. 8, 2012 /PRNewswire/ -- NorthStar Healthcare Income, Inc. (NorthStar Healthcare) announced today that its registration statement related to its initial public offering of $1.1 billion of its common stock has been declared effective by the U.S. Securities and Exchange Commission. NorthStar Healthcare is a public, non-traded real estate investment trust (REIT) formed to originate, acquire and asset manage a diversified portfolio of debt and equity investments in the healthcare...

2012-08-01 06:26:16

NEW YORK, Aug. 1, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced the launch of a fully upgraded version of its global transaction cost analysis technology, PerformEx(SM). PerformEx's customizable technology allows customers to have an incredible depth of view into all their trading activity around the world by offering highly detailed risk forecasting, real-time intra-trade analytics and historical performance reports. These capabilities, along...

2012-07-31 06:30:40

NEW YORK, July 31, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced that RealTick®, its premier global execution management system, continues to significantly expand its global broker network with the addition of more than 50 broker-dealers year to date. Expansion of the broker network lies at the heart of RealTick's overall strategy to provide workflow efficiency, consistent market access and multi-asset execution capabilities within...

2012-07-19 06:23:40

NEW YORK, July 19, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced that its award-winning order management system, the Eze OMS(TM), has signed on a record number of new customers during the first half of 2012. Additionally, Eze has achieved another milestone by being named Best Buy-Side Order Management System for the third consecutive year in the 2012 Waters Rankings, which recognize industry excellence for technology service providers. Winners were...

2012-06-28 10:28:23

NEW YORK, June 28, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced that Eze Castle Software has expanded its enterprise data management offering, Eze Data Management, with Regulatory Filings Manager. Regulatory Filings Manager is a new Form PF reporting solution that seamlessly integrates with ConvergEx's award-winning order management system, the Eze OMS(TM), and other systems to automatically aggregate, consolidate and map crucial enterprise data for...

2012-06-26 06:29:01

NEW YORK, June 26, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced that its patented* ADR Direct® technology is now available for Philippine and Polish stocks. Using the ADR Direct technology, customers can trade ordinary shares in the Philippines and Poland and convert those shares to ADRs - helping customers minimize market impact and reduce explicit trading costs, while giving them a real?time view of the components of their trades....