Quantcast

Latest Securities Investor Protection Corporation Stories

2014-08-13 12:23:34

NEW YORK, Aug. 13, 2014 /PRNewswire/ -- MLV & Co. ("MLV") announced today that it advised on and arranged $105.75 million of financing that included a debt facility and equity investment for RAM Energy LLC ("RAM Energy"). MLV & Co. Financial, the parent of MLV, also participated as principal in the equity tranche. http://photos.prnewswire.com/prnvar/20120130/NY44039LOGO RAM Energy used the capital to purchase low-decline, conventional oil and gas assets which included two...

2014-07-30 12:28:39

ConvergEx Group Survey: Federal Reserve More Likely Than Middle East or Ukraine to Cause Volatility NEW YORK, July 30, 2014 /PRNewswire/ -- ConvergEx Group, a leading provider of global brokerage and trading-related services, has released the results of its U.S. Market Volatility Survey, exploring financial industry sentiment about market volatility, the CBOE® Volatility Index (VIX®) and macro drivers of investor activity. http://photos.prnewswire.com/prnvar/20140730/130987 While almost...

2014-07-29 23:07:28

Dr. William Hearl to embark on a roadshow with Newport to showcase the company’s technology, progress to date, and future plans to the private and institutional investment community. Hershey, PA & Rockville, MD (PRWEB) July 29, 2014 July 29, 2014 - Immunomic Therapeutics, Inc. (ITI), a vaccine pioneer in the biotechnology industry, announced that it has engaged the financial services firm Newport Coast Securities, Inc. to explore financing opportunities that build shareholder...

2014-07-21 23:07:31

After a successful private launch, DriveWealth is now releasing its mobile investing platform to the world. Chatham, NJ (PRWEB) July 21, 2014 After a successful private launch, DriveWealth is now releasing its mobile investing platform to the world. The platform creates an affordable way to invest in global companies with low $2.99 per trade pricing and an initial minimum account size of only $50. The DriveWealth app features social networking, investor education, and multi-language...

2014-07-17 23:03:30

The funding provides CTi with the opportunity to grow its core line of business as well as develop new applications Los Angeles, CA (PRWEB) July 17, 2014 Cavitation Technologies, Inc. ("CTi") (CVAT) (Berlin & Stuttgart: WTC) announced that the Company obtained equity funding of $1.4 Million dollars with Security Research Associates (SRA, Member of FINRA/SIPC) as the placing agent. The terms of the deal are at $0.075 per share and for each share purchased, there was a five...

2014-07-17 20:23:46

COVINGTON, La., July 17, 2014 /PRNewswire/ -- We are pleased to announce that W.B. Johnston Grain, (WBJ) the oldest and largest privately owned grain company in Oklahoma, has entered into a Letter of Intent to sell its grain company and related businesses to CGB Enterprises, Inc., an innovative and progressive leader in the grain and transportation industries. The parties expect to the close the transaction within 30 - 45 days. WBJ's CEO Butch Meibergen stated "We are looking forward...

2014-07-16 23:07:26

Independent broker dealer announces completion of Morningstar Office implementation for its reps/advisors. Madison, WI (PRWEB) July 16, 2014 Harbour Investments, Inc., a Madison, Wisconsin-based independent broker dealer and registered investment advisor, is pleased to announce that it has completed the implementation of Morningstar Office, a complete practice and portfolio management system for independent financial advisors. This single, all-inclusive platform is designed to support the...

2014-07-15 08:26:05

MORRISTOWN, N.J., July 15, 2014 /PRNewswire/ -- Private Advisor Group, LPL Financial's largest branch office by revenues* and a $5B RIA, was named one of the Financial Times top 300 Registered Investment Advisors. http://photos.prnewswire.com/prnvar/20140712/126524 "We are excited to be part of this elite group of RIAs and attribute our success to all of our advisors who align themselves with us," said Patrick Sullivan, Managing Director of Private Advisor Group. "This honor is...

2014-07-11 08:24:19

NEW YORK, July 11, 2014 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that Abattis Bioceuticals Corp. (CSE: ATT; OTCQX: ATTBF), a specialty biotechnology company, has qualified to trade on OTCQX®, the best marketplace. Logo - http://photos.prnewswire.com/prnh/20110118/MM31963LOGO Abattis begins trading today on OTCQX under the symbol "ATTBF." U.S. investors can find current financial...

2014-06-25 08:21:40

NEW YORK, June 25, 2014 /PRNewswire/ -- Martin Lucaj of The Hajdari Group, has been recognized by Senator Jeff Klein for his efforts to help change the New York City speed limit legislation. This legislation is in line with Mayor Bill de Blasio's Vision Zero plan and will allow New York City's Department of Transportation to reduce the current 30 mile per hour speed limit to 25 on roadways where no signs are posted. It will also allow local community boards to push for a further...


Word of the Day
barghest
  • A goblin in English folklore, often appearing in the shape of a large dog and believed to portend imminent death or misfortune.
  • A ghost, wraith, hobgoblin, elf, or spirit.
The origin of 'barghest' is not known, but it may be from perhaps burh-ghest, town-ghost, or German Berg-geist (mountain spirit) or Bär-geist (bear-spirit).
Related