Latest Securities Investor Protection Corporation Stories
AUSTIN, Texas, Sept. 23, 2012 /PRNewswire/ -- Westlake Securities, LLC, a middle-market investment bank, announces the completion of a debt and equity placement for Applied Natural Gas Fuels, Inc. (the "Company"). (Logo: http://photos.prnewswire.com/prnh/20081015/LAW014LOGO) Proceeds will be used to refinance existing debt and expand production capacity of the Company's liquefaction processing plant (the "Plant") located in Topock, AZ (on I-40 near the California/Arizona border)....
NEW YORK, Sept. 18, 2012 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that FactSet, a leading provider of financial information and analytics, is now making OTC Markets' level 2 data available to its subscribers. (Logo: http://photos.prnewswire.com/prnh/20110118/MM31963LOGO ) "Investors using FactSet's leading research tools can now access detailed depth of book information for all OTCQX,...
NEW YORK, Sept. 13, 2012 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that Socket Mobile, Inc. (OTCQX: SCKT), a provider of mobile computing and data collection hardware, is now trading on the highest OTC marketplace, OTCQX(®). (Logo: http://photos.prnewswire.com/prnh/20110118/MM31963LOGO ) Socket Mobile upgraded from OTCQB today to trade on the OTC market's prestigious marketplace, OTCQX...
NEW YORK, Sept. 12, 2012 /PRNewswire/ - OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that Rainbow Resources Inc (OTCQX: RIINF; TSX.V: RBW), a Canadian based junior exploration company, is now trading on the highest OTC marketplace, OTCQX(®). (Photo: http://photos.prnewswire.com/prnh/20110118/MM31963LOGO) Rainbow Resources began trading today on the OTC market's prestigious tier, OTCQX International....
NEW YORK, Sept. 11, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced that Eze Castle Software has successfully executed its first Form PF filing to the U.S. Securities and Exchange Commission (SEC). The filing was submitted via Eze's Regulatory Filings Manager on behalf of GMT Capital Corp., an Atlanta-based private investment company. Regulatory Filings Manager, the latest component of Eze Data Management, is a new Form PF reporting solution that...
NEW YORK, Sept. 6, 2012 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that North Country Gold (OTCQX: NCGDF; TSX.V: NCG), a Canadian based gold exploration company, is now trading on the highest OTC marketplace, OTCQX(®). (Logo: http://photos.prnewswire.com/prnh/20110118/MM31963LOGO ) North Country Gold began trading today on the OTC market's prestigious tier, OTCQX International....
HOUSTON, Sept. 6, 2012 /PRNewswire/ -- Aztec Oil & Gas, Inc. (Pink Sheets: AZGSD) ("Aztec") announced today the pending release of an independent due diligence report by Duff & Phelps. This research report is expected to be released to broker dealer due diligence analysts immediately. "This is the most comprehensive financial, operational and background review that has ever been produced on our company. It resulted from our desire to be at the forefront of...
NEW YORK, Aug. 8, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced that its board of managers has appointed Steven P. Heineman as general counsel. Mr. Heineman also joins the firm as a member of the ConvergEx Group Executive Committee. Mr. Heineman comes to ConvergEx from Societe Generale where he most recently was general counsel in the Americas region, overseeing the legal and compliance coverage of the firm's financing, derivatives, equities and...
NEW YORK, Aug. 8, 2012 /PRNewswire/ -- NorthStar Healthcare Income, Inc. (NorthStar Healthcare) announced today that its registration statement related to its initial public offering of $1.1 billion of its common stock has been declared effective by the U.S. Securities and Exchange Commission. NorthStar Healthcare is a public, non-traded real estate investment trust (REIT) formed to originate, acquire and asset manage a diversified portfolio of debt and equity investments in the...
NEW YORK, Aug. 1, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced the launch of a fully upgraded version of its global transaction cost analysis technology, PerformEx(SM). PerformEx's customizable technology allows customers to have an incredible depth of view into all their trading activity around the world by offering highly detailed risk forecasting, real-time intra-trade analytics and historical performance reports. These capabilities,...
