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Last updated on April 23, 2014 at 11:40 EDT

Latest Securities Investor Protection Corporation Stories

2012-11-07 12:30:47

NEW YORK, Nov. 7, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced that it has received two prestigious awards at the 2012 Buy-Side Technology Awards. ConvergEx's order management system, the Eze OMS(TM), was named Best Buy-Side OMS for the second consecutive year, and Abraxas(SM), ConvergEx's advanced tactical trading algorithm, was named Best Buy-Side Algorithmic Product. The 6(th) annual Buy-Side Technology Awards recognize leading technologies and...

2012-10-24 07:20:42

NEW YORK, Oct. 24, 2012 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces for 10,000 U.S. and global securities, today announced that Bombardier Inc. (OTCQX: BDRBF), a global leader in the aerospace and rail transportation industries, and the only manufacturer of both planes and trains, is now trading on the highest OTC marketplace, OTCQX(®). (Logo: http://photos.prnewswire.com/prnh/20110118/MM31963LOGO )...

2012-10-18 15:22:18

NEW YORK, Oct. 18, 2012 /PRNewswire/ -- ConvergEx Group, a leading technology company, today announced that Nancy D. McLaughlin has been named a recipient of Traders Magazine's Lifetime Achievement Award in their second annual "Wall Street Women: A Celebration of Excellence" awards. The program recognizes leaders that demonstrate how to skillfully and safely guide the securities trading industry to greater prosperity. The Lifetime Achievement Award is given to women with more than...

2012-10-18 07:29:52

NEW YORK, Oct. 18, 2012 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that Potash West NL (OTCQX: PWNNY; ASX: PWN), an exploration company, has chosen to have its American Depositary Receipts (ADRs) traded on the highest OTC marketplace, OTCQX(®). (Logo: http://photos.prnewswire.com/prnh/20110118/MM31963LOGO ) Potash West NL began trading today on the OTC market's prestigious tier, OTCQX...

2012-10-16 15:25:11

DRAPER, Utah, Oct. 16, 2012 /PRNewswire/ -- Investview, Inc. (OTCBB: INVU) ("Investview") Dr. Joseph J. Louro, Chairman and Chief Executive Officer, announced a joint venture agreement with ChoiceTrade Holdings, Inc., the parent company of the on-line brokerage firm ChoiceTrade. ChoiceTrade is an award winning on-line discount broker that has received six 4-star ratings from the Annual Broker Survey of Best On-line Brokers published by Barron's magazine. Their platform received high...

2012-10-03 06:33:45

PenFed returns to its former broker dealer, implements new tech tools for members ALEXANDRIA, Va., Oct. 3, 2012 /PRNewswire-USNewswire/ -- CUSO Financial Services, L.P. (CFS), a full-service broker dealer and SEC Registered Investment Adviser that provides customized investment and insurance solutions to credit unions, announced today that PenFed (Pentagon Federal Credit Union) is back on its roster of investment program clients. (Logo:...

2012-10-02 06:27:24

AUSTIN, Texas, Oct. 2, 2012 /PRNewswire/ -- Westlake Securities, LLC is pleased to announce the sale of Maxim Silencers, Inc. and Silex Innovations, Inc. ("MaximSilex") to Industrial Acoustics Company, Inc. ("IAC"), a portfolio company of AEA Investors (UK) LLP. (Photo: http://photos.prnewswire.com/prnh/20111116/DA08514) Westlake Securities advised MaximSilex throughout the sale process, including the preparatory, marketing, due diligence and negotiation phases of the transaction....

2012-09-23 10:20:06

AUSTIN, Texas, Sept. 23, 2012 /PRNewswire/ -- Westlake Securities, LLC, a middle-market investment bank, announces the completion of a debt and equity placement for Applied Natural Gas Fuels, Inc. (the "Company"). (Logo: http://photos.prnewswire.com/prnh/20081015/LAW014LOGO) Proceeds will be used to refinance existing debt and expand production capacity of the Company's liquefaction processing plant (the "Plant") located in Topock, AZ (on I-40 near the California/Arizona border). The Plant...

2012-09-18 02:36:49

NEW YORK, Sept. 18, 2012 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that FactSet, a leading provider of financial information and analytics, is now making OTC Markets' level 2 data available to its subscribers. (Logo: http://photos.prnewswire.com/prnh/20110118/MM31963LOGO ) "Investors using FactSet's leading research tools can now access detailed depth of book information for all OTCQX, OTCQB and...

2012-09-13 02:31:18

NEW YORK, Sept. 13, 2012 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that Socket Mobile, Inc. (OTCQX: SCKT), a provider of mobile computing and data collection hardware, is now trading on the highest OTC marketplace, OTCQX(®). (Logo: http://photos.prnewswire.com/prnh/20110118/MM31963LOGO ) Socket Mobile upgraded from OTCQB today to trade on the OTC market's prestigious marketplace, OTCQX U.S....