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Latest U.S. Securities and Exchange Commission Stories

2014-09-22 08:22:56

CALGARY, Sept. 22, 2014 /PRNewswire/ - Ivanhoe Energy Inc. (TSX: IE; NASDAQ: IVAN) today announced the appointment of Blair Vago as the company's Acting Vice President of Finance and Chief Financial Officer. Mr. Vago, Ivanhoe Energy's Divisional Controller in Ecuador, will assume the duties of Vice President of Finance and Chief Financial Officer (CFO) from Greg Phaneuf, whose resignation from the position takes effect on October 10, 2014. Mr. Vago is a licensed Certified Public...

2014-09-22 08:22:47

PHILADELPHIA, Sept. 22, 2014 /PRNewswire/ -- Philadelphia Energy Solutions, LLC (PES) announced today that its wholly owned subsidiary, PES Logistics Partners, L.P., has filed a registration statement on Form S-1 with the U.S. Securities and Exchange Commission ("SEC") related to the proposed initial public offering of its common units representing limited partner interests. The number of common units to be offered and the price range for the offering have not yet been determined....

2014-09-19 20:22:55

AUSTIN, Texas, Sept. 19, 2014 /PRNewswire/ -- Crossroads Systems, Inc. (NASDAQ: CRDS), a global provider of data archive solutions, announced today the filing of a Registration Statement on Form S-1 with the Securities and Exchange Commission in connection with a proposed public offering, on a best-efforts basis, of up to $12,000,000 aggregate amount of Series H Cumulative Perpetual Preferred Stock, liquidation preference of $25.00 per share, and warrants to purchase its Common...

2014-09-19 08:25:59

SAN DIEGO, Sept. 19, 2014 /PRNewswire/ -- Lpath, Inc. (NASDAQ: LPTN), the industry leader in bioactive lipid-targeted therapeutics, announced today that it has entered into definitive agreements to sell 3,605,042 registered shares of common stock and 3,605,042 unregistered warrants in a registered direct offering. The combined purchase price for one registered share of common stock and one unregistered warrant to purchase one unregistered share of common stock will be $3.475. The...

2014-09-19 08:22:42

IRVINE, Calif., Sept. 19, 2014 /PRNewswire/ -- ENER-CORE, Inc. (OTCQB: ENCR), designer and manufacturer of proprietary Gradual Oxidation technology and equipment that generates clean electric power from low quality and waste gases, is pleased to announce that it has entered into definitive agreements with certain accredited investors and institutional investors in connection with a private placement financing. Upon closing of the transaction, Ener-Core will receive gross proceeds of...

2014-09-18 23:11:06

FINRA Rule 2211 relates to institutional sales material and correspondence including supervision and review requirements and standards for recordkeeping and content. The SEC Compliance DeskTop has added support for Rule 2211 to complement its other compliance platforms for Rule 17a-4 and Rule 15a-6. Millbrook, NY (PRWEB) September 18, 2014 The SEC Compliance DeskTop now provides the platform necessary to adhere to Rule 2211. Under FINRA Rule 2211, broker/dealers are required to review,...

2014-09-18 20:21:05

HOUSTON, Sept. 18, 2014 /PRNewswire/ -- Gastar Exploration Inc. ("Gastar") (NYSE MKT: GST) announced today that it has priced 17,000,000 shares of its common stock, par value $0.001 per share, at a price to the public of $6.25 per share, in a public offering pursuant to an effective shelf registration statement previously filed with the Securities and Exchange Commission. In connection with the offering, Gastar has granted the underwriters a 30-day option to purchase up to an...

2014-09-18 20:20:26

FORT WORTH, Texas, Sept. 18, 2014 /PRNewswire/ -- American Airlines Group Inc. (NASDAQ: AAL) (the "Company") today announced that it priced $750.0 million aggregate principal amount of unsecured senior notes due 2019. The offering was increased from a previously announced size of $500.0 million aggregate principal amount of notes. The notes will have an interest rate of 5.50% per annum and are being issued at a price equal to 100% of their face value. The notes will be guaranteed on...

2014-09-18 16:22:20

MIDLAND, Texas, Sept. 18, 2014 /PRNewswire/ -- STW Resources Holding Corp. (OTC QB: STWS) announced today that its financial results for the three months ended March 31, 2014 have been filed on its Form 10-Q Quarterly Report with the Securities and Exchange Commission (SEC). A detailed Form 10-Q is available on the company web site. STWS revenues increased to $3,600,779 in the first quarter of 2014 from $541,000 in revenues in the first quarter of 2013, an increase of 566%. Gross...

2014-09-18 08:34:52

BEIJING, Sept. 18, 2014 /PRNewswire/ -- Vimicro International Corporation (NASDAQ: VIMC) ("Vimicro" or the "Company"), a leading video surveillance technology and solution provider in China, today announced that it will participate in the following investor event: Vimicro management team will conduct a non-deal roadshow to meet with investors in the following cities on the dates as below: Non- deal Roadshow Event: Group Meeting at Industrial...


Word of the Day
barghest
  • A goblin in English folklore, often appearing in the shape of a large dog and believed to portend imminent death or misfortune.
  • A ghost, wraith, hobgoblin, elf, or spirit.
The origin of 'barghest' is not known, but it may be from perhaps burh-ghest, town-ghost, or German Berg-geist (mountain spirit) or Bär-geist (bear-spirit).
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