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Last updated on April 17, 2014 at 12:01 EDT

Latest U.S. Securities and Exchange Commission Stories

2014-03-07 16:20:59

CALGARY, March 7, 2014 /PRNewswire/ - PENN WEST PETROLEUM LTD. (TSX - PWT; NYSE - PWE) ("PENN WEST" or the "Company") announces that it has filed with Canadian securities regulatory authorities its audited Consolidated Financial Statements for the year ended December 31, 2013 and related Management's Discussion and Analysis. Penn West has also filed its Annual Information Form for the year ended December 31, 2013, which includes the disclosure and reports relating to reserves data...

2014-03-07 12:26:38

Concept based understanding of legal text AUSTIN, Texas, March 7, 2014 /PRNewswire-iReach/ -- Neuric LLC a privately held company based in Austin announced the release of its user friendly SEC no-action letters application today. The application is called NeuricLaw and is available on the web at http://law.neuric.com. Photo - http://photos.prnewswire.com/prnh/20140307/MN78702 Neuric has combined its knowledge of large volumes of data, the ability to filter based on concepts...

2014-03-07 12:25:20

MONMOUTH JUNCTION, N.J., March 7, 2014 /PRNewswire/ -- CytoSorbents Corporation (OTCBB: CTSO), a Nevada corporation, today announced that it has entered into subscription agreements with certain institutional investors to sell approximately $10,200,000 of its common stock and warrants to purchase common stock in a registered direct offering. Under the terms of the subscription agreements, the Company will issue an aggregate of 40,800,000 shares of common stock at a price of $0.25 per...

2014-03-06 16:23:48

HOUSTON, March 6, 2014 /PRNewswire/ -- Lucas Energy, Inc. (NYSE MKT: LEI) ("Lucas" or the "Company"), an independent oil and gas company with its operations in Texas, today announced that on February 28, 2014, Lucas was notified by the NYSE MKT (the "Exchange") that the Company is not in compliance with one of the Exchange's continued listing standards as set forth in Part 10 of the NYSE MKT Company Guide (the "Company Guide"). Specifically, Lucas is not in compliance with Section...

2014-03-06 12:25:48

It's Time to Harmonize FINRA and State Disclosures to Public: FINRA's BrokerCheck Routinely Deletes Information about Bankruptcies, Tax Liens, Firings, Flunked Tests, Sales Practice Abuse Investigations, and Other "Red Flags" for Investors. WASHINGTON, March 6, 2014 /PRNewswire-USNewswire/ -- Investors who rely on the BrokerCheck disclosure system maintained by the Financial Industry Regulatory Authority (FINRA) to check out the background of their current or potential stockbrokers are not...

2014-03-06 08:25:27

MONTREAL, March 6, 2014 /PRNewswire/ -- DNA Precious Metals Inc. ("DNA" or "the Company") (OTCQB: DNAP), a near term gold and silver producer, today announced that Goldman Small Cap Research, a stock market research firm, based out of Baltimore, Maryland and focused on the small cap and microcap sectors, has initiated research coverage of DNA Precious Metals Inc. DNA Precious Metals Inc. is in the final stages of securing production financing for its Montauban Tailings...

2014-03-06 08:24:39

NEW YORK, March 6, 2014 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that Cayden Resources, Inc. (TSX-V: CYD; OTCQX: CDKNF), a Canadian mineral exploration company, has been approved to trade on OTCQX®,( )the best marketplace with qualified companies. http://photos.prnewswire.com/prnvar/20110118/MM31963LOGO Cayden Resources begins trading today on OTCQX International, a segment of the...

2014-03-05 12:30:02

OR YEHUDA, Israel, March 5, 2014 /PRNewswire/ -- Magic Software Enterprises Ltd. (NASDAQ and TASE: MGIC) (the "Company"), a global provider of mobile and cloud-enabled application development and business integration platforms, announced today the closing of its previously announced public offering of 6,900,000 ordinary shares, including 900,000 shares sold pursuant to the underwriters' full exercise of their over?allotment option at a price to the public of $8.50 per share. Magic's...

2014-03-05 12:27:16

GREENWOOD VILLAGE, Colo., March 5, 2014 /PRNewswire/ -- Ampio Pharmaceuticals, Inc. (NYSE MKT: AMPE) today announced the closing of its sale of 9,775,000 shares of common stock in an underwritten public offering. The total number of shares of common stock sold reflects the full exercise by the underwriters of their option to purchase an additional 1,275,000 shares of common stock. As a result, Ampio Pharmaceuticals, Inc. has received gross proceeds of approximately $68 million. Net...

2014-03-05 12:21:55

ST. PAUL, Minn., March 5, 2014 /PRNewswire/ -- CHS Inc. (NASDAQ: CHSCP) today announced the pricing of 16,800,000 shares of Class B Reset Rate Cumulative Redeemable Preferred Stock, Series 2 (the "Class B Series 2 Preferred Stock") with a liquidation preference of $25.00 per share and a dividend rate of 7.10% per annum to, but excluding, March 31, 2024, and thereafter, at an annual rate equal to three-month LIBOR, as determined for the applicable quarterly period, plus a spread...