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Last updated on April 19, 2014 at 9:20 EDT

Latest U.S. Securities and Exchange Commission Stories

2014-03-06 12:25:48

It's Time to Harmonize FINRA and State Disclosures to Public: FINRA's BrokerCheck Routinely Deletes Information about Bankruptcies, Tax Liens, Firings, Flunked Tests, Sales Practice Abuse Investigations, and Other "Red Flags" for Investors. WASHINGTON, March 6, 2014 /PRNewswire-USNewswire/ -- Investors who rely on the BrokerCheck disclosure system maintained by the Financial Industry Regulatory Authority (FINRA) to check out the background of their current or potential stockbrokers are not...

2014-03-06 08:25:27

MONTREAL, March 6, 2014 /PRNewswire/ -- DNA Precious Metals Inc. ("DNA" or "the Company") (OTCQB: DNAP), a near term gold and silver producer, today announced that Goldman Small Cap Research, a stock market research firm, based out of Baltimore, Maryland and focused on the small cap and microcap sectors, has initiated research coverage of DNA Precious Metals Inc. DNA Precious Metals Inc. is in the final stages of securing production financing for its Montauban Tailings...

2014-03-06 08:24:39

NEW YORK, March 6, 2014 /PRNewswire/ -- OTC Markets Group Inc. (OTCQX: OTCM), operator of Open, Transparent and Connected financial marketplaces, today announced that Cayden Resources, Inc. (TSX-V: CYD; OTCQX: CDKNF), a Canadian mineral exploration company, has been approved to trade on OTCQX®,( )the best marketplace with qualified companies. http://photos.prnewswire.com/prnvar/20110118/MM31963LOGO Cayden Resources begins trading today on OTCQX International, a segment of the...

2014-03-05 12:30:02

OR YEHUDA, Israel, March 5, 2014 /PRNewswire/ -- Magic Software Enterprises Ltd. (NASDAQ and TASE: MGIC) (the "Company"), a global provider of mobile and cloud-enabled application development and business integration platforms, announced today the closing of its previously announced public offering of 6,900,000 ordinary shares, including 900,000 shares sold pursuant to the underwriters' full exercise of their over?allotment option at a price to the public of $8.50 per share. Magic's...

2014-03-05 12:27:16

GREENWOOD VILLAGE, Colo., March 5, 2014 /PRNewswire/ -- Ampio Pharmaceuticals, Inc. (NYSE MKT: AMPE) today announced the closing of its sale of 9,775,000 shares of common stock in an underwritten public offering. The total number of shares of common stock sold reflects the full exercise by the underwriters of their option to purchase an additional 1,275,000 shares of common stock. As a result, Ampio Pharmaceuticals, Inc. has received gross proceeds of approximately $68 million. Net...

2014-03-05 12:21:55

ST. PAUL, Minn., March 5, 2014 /PRNewswire/ -- CHS Inc. (NASDAQ: CHSCP) today announced the pricing of 16,800,000 shares of Class B Reset Rate Cumulative Redeemable Preferred Stock, Series 2 (the "Class B Series 2 Preferred Stock") with a liquidation preference of $25.00 per share and a dividend rate of 7.10% per annum to, but excluding, March 31, 2024, and thereafter, at an annual rate equal to three-month LIBOR, as determined for the applicable quarterly period, plus a spread...

2014-03-05 08:34:43

WASHINGTON, March 5, 2014 /PRNewswire/ -- Cogent Communications Group, Inc. (NASDAQ: CCOI) today announced that under the terms of the indenture (the "Indenture") governing its 1.00% Convertible Senior Notes due 2027 (the "Convertible Notes"), as of March 5, 2014, the Convertible Notes will not satisfy the price condition requirements for conversion in the first fiscal quarter of 2014. http://photos.prnewswire.com/prnvar/20020204/DCM032LOGO Pursuant to the Indenture, holders of...

2014-03-05 08:31:00

LAVAL, QC, March 5, 2014 /PRNewswire/ - Neptune Technologies & Bioressources Inc. ("Neptune") (NASDAQ.NEPT - TSX.NTB), a biotechnology company engaged primarily in the development, manufacture and commercialization of marine-derived omega-3 polyunsaturated fatty acids, announced today the closing of its previously announced public offering of 10,000,000 common shares at US$2.50 per common share for gross proceeds of US$25.0 million. Euro Pacific Canada Inc. and Roth Capital...

2014-03-05 08:29:59

CORAL SPRINGS, Florida, March 5, 2014 /PRNewswire/ -- Biometrics companies take steps to develop products that feature advanced, leading-edge cybersecurity: NXT-ID, Inc. (OTCQB: NXTD), FireEye, Inc. (NASDAQ: FEYE), Cisco Systems, Inc. (NASDAQ: CSCO), Fortinet Inc. (NASDAQ: FTNT) and Symantec Corporation (NASDAQ: SYMC) NXT-ID, Inc., (OTCQB: NXTD) a biometrics company focused on the growing m-commerce market, announces it will be presenting at the Defense and Security...

2014-03-05 00:21:04

BRIDGEWATER, N.J., March 4, 2014 /PRNewswire/ -- CorMedix Inc. (NYSE MKT: CRMD), a pharmaceutical company focused on developing and commercializing therapeutic products for the prevention and treatment of cardiorenal and infectious disease, announced today that it entered into agreements with investors for a registered direct offering of 2.96 million units at the price of $2.50 per unit resulting in gross proceeds to the Company of $7.4 million. Each unit consists of one share of...