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Latest U.S. Securities and Exchange Commission Stories

2014-10-14 23:08:57

Total regulatory assets under management reported by SEC-registered investment advisers increased significantly to $61.7 trillion from $54.8 trillion WASHINGTON, DC/LAKEVILLE, CT (PRWEB) October 14, 2014 The Investment Adviser Association (IAA) and National Regulatory Services (NRS) today issued the 14th annual Evolution/Revolution report, an in-depth study analyzing annual updates filed by investment advisers registered with the U.S. Securities and Exchange Commission (SEC). The 2014...

2014-10-14 20:20:56

RICHMOND, Va., Oct. 14, 2014 /PRNewswire/ -- Dominion Midstream Partners, LP (Dominion Midstream), a Delaware limited partnership and a subsidiary of Dominion Resources, Inc. (Dominion) (NYSE: D), today announced the pricing of its initial public offering of 17,500,000 common units representing limited partner interests in Dominion Midstream at $21.00 per common unit pursuant to a Registration Statement on Form S-1 previously filed with the U.S. Securities and Exchange Commission...

2014-10-14 12:26:10

TORONTO, Oct. 14, 2014 /PRNewswire/ - MoPals.com, Inc. (OTCQB: PALS), ("MoPals", the "Company") the world's first community-driven, crowd-sourced loyalty program is pleased to announce that it has entered into an agreement with California-based Amarok Financial, LCC ("Amarok") and Cabrillo Broker, LLC ("Cabrillo"), collectively, to undertake a private placement of common shares for gross proceeds of up to US $15 million (the "Offering"). The Offering will be made on a best-efforts,...

2014-10-14 08:37:41

Intuitive Mobile Application to Enable Account Opening and Securities Trading in China BEIJING, Oct. 14, 2014 /PRNewswire/ -- China Finance Online Co. Limited ("China Finance Online", or the "Company") (NASDAQ GS: JRJC), a leading web-based financial services company that provides Chinese retail investors online access to securities, commodities, and wealth management products, today announced that it has updated its mobile application to include the functionalities based on the Securities...

2014-10-14 08:37:17

COLORADO SPRINGS, Colo., Oct. 14, 2014 /PRNewswire/ -- STL Marketing Group, Inc. (OTC: STLK) is issuing a brief investor update on its progress since its Shareholder Conference Call this past August. The Company has been working on various goals since its last update and has made progress on establishing new dealers for its new PhoneSuite Solutions business, as well as, its new Letter of Interest from the Export-Import Bank (Ex-Im Bank). This update is to report on key items discussed...

2014-10-14 08:30:42

DENVER, Oct. 14, 2014 /PRNewswire/ -- AmeriCann, Inc. (OTCQX: ACAN), a company that develops cannabis cultivation facilities and provides capital for medical marijuana entrepreneurs, announced that it has been approved for and commenced trading on the OTCQX marketplace, effective October 8, 2014. The OTCQX best marketplace is for established, growth and global companies operated by OTC Markets Group. To qualify for OTCQX, companies must meet high financial standards, demonstrate...

2014-10-13 08:29:38

SHENZHEN, China, Oct. 13, 2014 /PRNewswire/ -- China Information Technology, Inc. (the "Company") (Nasdaq GS: CNIT), a leading provider of cloud-based software as a service for the Chinese new media industry, today announced the appointment of Ms. Robin Yang as its Chief Financial Officer effective immediately. Robin brings 15 years of buy-side and sell-side experience in U.S. capital markets. Previously, Robin was the Director of Research at Harbert Management Corporation, a...

2014-10-09 16:23:03

HOUSTON, Oct. 9, 2014 /PRNewswire/ -- Natural Resource Partners L.P. (NYSE: NRP) announced today the pricing of its private offering of $125,000,000 aggregate principal amount of 9.125% senior notes due 2018, which includes $105,000,000 of notes to be offered only to qualified institutional buyers pursuant to Rule 144A under the Securities Act and to non-U.S. persons outside the United States in compliance with Regulation S promulgated under the Securities Act in a private placement...

2014-10-09 08:30:05

PEORIA, Ill., Oct. 9, 2014 /PRNewswire/ -- Caterpillar Inc. (NYSE: CAT) will release third-quarter 2014 financial results at 6:30 a.m. Central Time on Thursday, October 23. The release will be available at caterpillar.com/earnings and the full text of the news release will also be available on PR Newswire at about 6:30 a.m. Central Time. The news release will be furnished to the U.S. Securities and Exchange Commission (SEC) via a Current Report on Form 8-K in compliance with...

2014-10-08 16:30:00

Company Announces a Restructuring to Maximize Synergies with iML Integration FREMONT, Calif., Oct. 8, 2014 /PRNewswire/ -- Exar Corporation (NYSE: EXAR), a leading supplier of high-performance integrated circuits and system solutions, today updated the Company's second quarter fiscal year 2015 outlook. The Company now expects revenue to be at or above the high-end of the range of $40.0 million to $43.0 million provided in the Company's financial press release dated August 6, 2014....


Word of the Day
bellycheer
  • Good cheer; viands.
  • To revel; to feast.
The word 'bellycheer' may come from 'belle cheer', "good cheer".
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