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Latest U.S. Securities and Exchange Commission Stories

2014-10-20 08:31:54

GAITHERSBURG, Md., Oct. 20, 2014 /PRNewswire/ -- GenVec, Inc. (NASDAQ: GNVC) today announced the retirement of Zola P. Horovitz, Ph.D., from its board of directors effective on October 24, 2014. Dr. Horovitz joined the GenVec board in August 2003, and served as its chairman from June 2006 to November 2013. During his tenure, he also served on the Nominating and Corporate Governance and Audit Committees of the board. "We deeply thank Zola for more than a decade of dedicated...

2014-10-16 20:22:28

VANCOUVER, Oct. 16, 2014 /PRNewswire/ - Auryn Resources Inc. (TSX-V: AUG, "Auryn" or the "Company"), is pleased to announce that it intends to raise up to $3,250,000 through a non-brokered private placement. The placement will consist of up to 5 million common shares of the Company at a price of CAD$0.65 per share (the "Offering"). The Company intends to use the proceeds for mineral property acquisitions and general corporate purposes. The shares under the Offering will be subject...

2014-10-15 23:13:25

As it becomes ever more difficult for compliance officers to monitor and reports their compliance activities, 17a-4, llc has bundled a number of its compliance services together into the 17a-4 Compliance Services Suite. Millbrook, NY (PRWEB) October 15, 2014 17a-4, llc has bundled together a number of compliance services into the 17a-4 Compliance Services Suite. These offerings address many of the compliance needs of a financial compliance officer including: Designated 3rd Party...

2014-10-15 20:21:18

TROY, Mich., Oct. 15, 2014 /PRNewswire/ -- On October 3, 2014, the LL&E Royalty Trust (OTC-PINK: LRTR) (the "Trust"), by Roger D. Parsons, Trustee, filed a complaint against Quantum Resources Management, LLC; QR Energy (NYSE: QRE), and QRE Operating, LLC ("Quantum") for legal and injunctive relief. Quantum serves as the oil & gas operator for the Jay Field, located in Florida and Alabama, in which the Trust owns a Net Profits Interest. The Trust has not received...

2014-10-15 08:32:54

FIVE POINTS, Calif., Oct. 15, 2014 /PRNewswire/ -- S&W Seed Company (Nasdaq: SANW) today announced that the company has terminated active discussions to acquire certain operations of an alfalfa seed company of similar size. The acquisition would have required a significant financing, having equity as a component. Due to the recent decline in the company's stock price, which the company believes significantly undervalues its current operations and potential, and is below the...

2014-10-15 08:30:25

COPENHAGEN, Denmark, Oct. 15, 2014 /PRNewswire/ -- Forward Pharma A/S, a biopharmaceutical company working to advance a proprietary formulation of dimethyl fumarate for the treatment of multiple sclerosis and other immune disorders such as psoriasis, today announced the pricing of its initial public offering of 10,500,000 American Depositary Shares ("ADSs"), representing the Company's ordinary shares, at a price to the public of $21.00 per ADS. The ADSs are expected to begin trading today on...

2014-10-15 08:30:04

PROVO, Utah, Oct. 15, 2014 /PRNewswire/ -- Nu Skin Enterprises, Inc. (NYSE: NUS) today announced the closing of a new $375 million syndicated credit facility. A portion of the proceeds was used to pay off other outstanding debt, with the remainder available for working capital and other corporate purposes. "We are pleased with the structure of this new facility and the support of additional financial partners," said Ritch Wood, chief financial officer. "This facility provides the...

2014-10-14 23:08:57

Total regulatory assets under management reported by SEC-registered investment advisers increased significantly to $61.7 trillion from $54.8 trillion WASHINGTON, DC/LAKEVILLE, CT (PRWEB) October 14, 2014 The Investment Adviser Association (IAA) and National Regulatory Services (NRS) today issued the 14th annual Evolution/Revolution report, an in-depth study analyzing annual updates filed by investment advisers registered with the U.S. Securities and Exchange Commission (SEC). The 2014...

2014-10-14 20:20:56

RICHMOND, Va., Oct. 14, 2014 /PRNewswire/ -- Dominion Midstream Partners, LP (Dominion Midstream), a Delaware limited partnership and a subsidiary of Dominion Resources, Inc. (Dominion) (NYSE: D), today announced the pricing of its initial public offering of 17,500,000 common units representing limited partner interests in Dominion Midstream at $21.00 per common unit pursuant to a Registration Statement on Form S-1 previously filed with the U.S. Securities and Exchange Commission...

2014-10-14 12:26:10

TORONTO, Oct. 14, 2014 /PRNewswire/ - MoPals.com, Inc. (OTCQB: PALS), ("MoPals", the "Company") the world's first community-driven, crowd-sourced loyalty program is pleased to announce that it has entered into an agreement with California-based Amarok Financial, LCC ("Amarok") and Cabrillo Broker, LLC ("Cabrillo"), collectively, to undertake a private placement of common shares for gross proceeds of up to US $15 million (the "Offering"). The Offering will be made on a best-efforts,...


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ramage
  • Boughs or branches.
  • Warbling of birds in trees.
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