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Latest U.S. Securities and Exchange Commission Stories

2014-09-15 08:22:35

CALGARY, Sept. 15, 2014 /PRNewswire/ - Ivanhoe Energy Inc. (TSX: IE; NASDAQ: IVAN) announced today that Senior Vice President, Finance and Chief Financial Officer (CFO), Greg Phaneuf, is leaving Ivanhoe Energy to accept a role with another company. Mr. Phaneuf's resignation is effective October 10, 2014 and he will continue in the role until that date to assist the Company with the transition to a new CFO. We appreciate Greg's efforts on behalf of Ivanhoe Energy and wish him well as...

2014-09-15 04:21:55

RAMSEY, Isle of Man, September 15, 2014 /PRNewswire/ -- Dissemination of an Ad hoc announcement according to Section 15 WpHG, transmitted by DGAP - a company of EquityStory AG. The issuer is solely responsible for the content of this announcement. [[CENTER] ]----------------------------------------------------------------------------------------- ---------------------------------------------- NOT FOR RELEASE, PUBLICATION OR DISTRIBUTION IN WHOLE OR IN PART IN,...

2014-09-12 08:26:47

WEST CHESTER, Ohio, Sept. 12, 2014 /PRNewswire/ -- AK Steel Holding Corporation (NYSE: AKS) ("AK Holding") announced that the underwriters for its previously announced offering of common stock have exercised in full their option to purchase an additional 5.25 million shares of common stock. AK Holding intends to use the net proceeds from the sale of the additional shares to repay borrowings under its asset-backed revolving credit facility and for general corporate purposes. The...

2014-09-11 16:31:21

Stark & Stark and Right Size Solutions Collaborate to Help RIAs Demonstrate Risk Preparedness OVERLAND PARK, Kan., Sept. 11, 2014 /PRNewswire-iReach/ -- Registered Investment Advisors who fail to produce a written cybersecurity policy may find themselves with a deficiency noted during their routine examination process based on new review guidelines from the Securities and Exchange Commission's Office of Compliance Inspections and Examinations (OCIE). A risk alert issued in April by...

2014-09-11 08:32:28

IRVINE, Calif., Sept. 11, 2014 /PRNewswire/ -- Ubiquity, Inc. (OTCBB: UBIQ) ("Ubiquity" or the "Company"), a technology development and licensing company that holds an extensive portfolio of patents across multiple technology market verticals, announced today its strategy to uplist the trading of its common stock from the bulletin board to the NASDAQ stock market, including pursuing a firm commitment underwritten offering with gross proceeds to the Company of at least $40 million (the...

2014-09-11 08:23:19

WEST CHESTER, Ohio, Sept. 11, 2014 /PRNewswire/ -- AK Steel Holding Corporation (NYSE: AKS) ("AK Holding") announced today the pricing of its public offering of common stock. AK Holding agreed to sell 35 million shares of common stock at a public offering price of $9.00 per share. In connection with this offering, AK Holding granted the underwriters a 30-day option to purchase up to an additional 5.25 million shares of common stock. Concurrently with the pricing of its offering of...

2014-09-10 23:07:59

American Homeowner Preservation Founder and CEO Jorge Newbery moderated the SEC/FINRA & Selling Regulations Panel at IMN’s Crowdfunding Forum for Real Estate Chicago, IL (PRWEB) September 10, 2014 American Homeowner Preservation (“AHP”) Founder and CEO Jorge Newbery chaired the SEC/FINRA & Selling Regulations panel this week at IMN’s Crowdfunding Forum for Real Estate in Santa Monica, CA. The two-day conference concluded on Tuesday afternoon and was highlighted by a...

2014-09-10 12:24:03

SHENZHEN, China, Sept. 10, 2014 /PRNewswire/ -- 500.com Limited (NYSE: WBAI) ("500.com" or the "Company"), a leading online sports lottery service provider in China, today announced that it came to the Company's attention that there was a recent online article which made several unsubstantiated speculations on various aspects of the Company's business operations. The Company hereby refutes each of such unsubstantiated speculations and reiterates that (i) it has obtained all...

2014-09-09 16:26:49

- Expected to Reduce Annual Operating Expenses by At Least $75 Million - CHESTERBROOK, Pa., Sept. 9, 2014 /PRNewswire/ -- Auxilium Pharmaceuticals, Inc. (NASDAQ: AUXL), a specialty biopharmaceutical company, today announced steps it is taking to reduce its costs and more fully support the Company's goal to drive earnings growth and build shareholder value. These steps are being launched after a comprehensive assessment of Auxilium's broadened product portfolio and current cost structure and...

2014-09-09 16:22:12

ST. PAUL, Minn., Sept. 9, 2014 /PRNewswire/ -- CHS Inc. (NASDAQ: CHSCP) today announced the pricing on Sept. 8, 2014 of 19,000,000 shares of Class B Reset Rate Cumulative Redeemable Preferred Stock, Series 3 (the "Class B Series 3 Preferred Stock") with a liquidation preference of $25.00 per share. Dividends on the Class B Series 3 Preferred Stock will accumulate at a dividend rate of 6.75% per annum to, but excluding, Sept. 30, 2024, and thereafter, at an annual rate equal to...


Word of the Day
malpais
  • The ragged surface of a lava-flow.
'Malpais' translates from Spanish as 'bad land.'