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Latest U.S. Securities and Exchange Commission Stories

2014-10-01 12:23:42

HOUSTON and PITTSBURGH, Oct. 1, 2014 /PRNewswire/ -- Noble Energy, Inc. (NYSE: NBL), CONSOL Energy Inc. (NYSE: CNX) and CONE Midstream Partners LP, a Delaware limited partnership ("CONE Midstream Partners") formed by CONSOL and Noble Energy, announced today that CONE Midstream Partners has closed its initial public offering of 20,125,000 common units representing limited partner interests at a price to the public of $22.00 per common unit. The common units issued at closing included...

2014-09-30 23:22:12

SEC and FINRA regulations require that financial institutions retain communications with their customers. Often overlooked are communications through chat windows on websites and social collaboration sites which allow customers, partners, vendors and support desks to communicate and collaborate. Millbrook, NY (PRWEB) September 30, 2014 Though email and instant messaging are well understood as necessary to retain by financial institutions, many compliance officers are unclear as to whether...

2014-09-30 20:24:32

WASHINGTON, Sept. 30, 2014 /PRNewswire/ -- The US national securities exchanges and the Financial Industry Regulatory Authority, Inc. (FINRA), collectively, the self-regulatory organizations, or SROs, today filed with the Securities and Exchange Commission (SEC) a national market system (NMS) plan to govern the creation, maintenance and implementation of the Consolidated Audit Trail (CAT) and Central Repository. Submission of the plan meets the deadline established by the SEC. The...

2014-09-30 12:29:42

ROCKVILLE, Md., Sept. 30, 2014 /PRNewswire/ -- RegeneRx Biopharmaceuticals, Inc. (OTC: RGRX) ("the Company" or "RegeneRx") today announced that it has received a Canadian Patent for Inhibition or Reversal of Skin Aging by Actin-Sequestering Peptides. This patent includes claims using thymosin beta 4, various fragments and analogues, and numerous other actin-sequestering peptides for these purposes. The patent will expire in 2021. About RegeneRx Biopharmaceuticals, Inc....

2014-09-30 08:23:52

HOUSTON, Sept. 30, 2014 /PRNewswire/ -- C&J Energy Services, Inc. (NYSE: CJES) ("C&J") today announced that, in connection with the proposed combination with Nabors' completion and production services business in the United States and Canada, Nabors Red Lion Limited ("Red Lion"), a subsidiary of Nabors Industries Ltd. ("Nabors"), has filed with the U.S. Securities and Exchange Commission (the "SEC") a registration statement on Form S-4 ("S-4"), which includes a preliminary...

2014-09-29 08:38:50

NEW YORK, Sept. 29, 2014 /PRNewswire/ -- Attorney Advertising -- Bronstein, Gewirtz & Grossman, LLC is investigating potential claims on behalf of purchasers of the securities of Saba Software, Inc. ("Saba" or the "Company") (OTC: SABA). Such investors are advised to contact Peretz Bronstein or his investor relations coordinator Eitan Kimelman at info@bgandg.com or 212-697-6484. The investigation focuses on whether the Company and certain of its executives violated federal...

2014-09-29 08:33:45

CHANGSHU, China, Sept. 29, 2014 /PRNewswire-FirstCall/ -- Sutor Technology Group Limited (the "Company" or "Sutor") (Nasdaq: SUTR), a leading Chinese non-state-owned manufacturers and service providers for fine finished steel products used by a variety of downstream applications, today announced it has filed with the United States Securities and Exchange Commission, Form 12b-25 Notification of Late Filing for its Annual Report on Form 10-K for the year ended June 30, 2014. The Form...

2014-09-29 08:31:30

SAN DIEGO, Sept. 29, 2014 /PRNewswire/ -- Lpath, Inc. (NASDAQ: LPTN), the industry leader in bioactive lipid-targeted therapeutics, announced today the closing of its previously announced $12.5 million registered direct offering. As previously disclosed, Lpath sold 3,605,042 registered shares of common stock and warrants to purchase 3,605,042 unregistered shares of common stock in a registered direct offering at a purchase price of $3.475 per share-and-warrant-share combination. The...

2014-09-29 08:24:33

MARYLAND HEIGHTS, Mo., Sept. 29, 2014 /PRNewswire/ -- SunEdison, Inc. (NYSE: SUNE) today announced that it confidentially submitted a draft registration statement on Form S-1 to the United States Securities and Exchange Commission (SEC) relating to the proposed initial public offering of the common stock of a yieldco vehicle focused on contracted clean power generation assets in attractive, high growth, emerging markets, primarily in Asia (excluding Japan) and Africa. The number of...

2014-09-28 16:20:41

In the news release, NiSource Inc. to Form Natural Gas Pipeline, Midstream & Storage Master Limited Partnership, issued earlier today by NiSource Inc. over PR Newswire, we are advised by the company that the second paragraph, should read: NiSource expects the MLP to file a registration statement with the Securities and Exchange Commission ("SEC") tomorrow. Subject to market conditions, an offering of common units in the MLP would follow registration with the SEC. The complete, corrected...


Word of the Day
negawatt
  • A unit of saved energy.
Coined by Amory Lovins, chairman of the Rocky Mountain Institute as a contraction of negative watt on the model of similar compounds like megawatt.