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Latest U.S. Securities and Exchange Commission Stories

2014-07-03 16:23:51

FIVE POINTS, Calif., July 3, 2014 /PRNewswire/ -- S&W Seed Company (NASDAQ: SANW) today announced the appointment of William S. Smith as the 9th member of the Company's Board of Directors effective July 1, 2014. Mr. Smith is an "independent director" according to the rules of the Securities and Exchange Commission and The NASDAQ Stock Market and he will join S&W's Audit and Nominating and Corporate Governance committees. William S. Smith is president of Wm Smith & Co., a...

2014-07-03 08:23:34

FLINT, Mich., July 3, 2014 /PRNewswire/ -- Diplomat Pharmacy, Inc. announced today that it has filed a registration statement on Form S-1 with the Securities and Exchange Commission relating to the proposed initial public offering of its common stock. The number of shares to be sold and the price range for the proposed offering have not yet been determined. Credit Suisse Securities (USA) LLC and Morgan Stanley & Co. LLC are acting as lead book-running managers. Additional...

2014-07-02 12:31:55

Investment Adviser Survey Reveals Compliance Testing Practices and Trends WASHINGTON and BERWYN, Pa., July 2, 2014 /PRNewswire/ -- The Investment Adviser Association, ACA Compliance Group, and Old Mutual Asset Management are pleased to announce the results of their ninth annual Investment Management Compliance Testing Survey. The survey was conducted online from April 24 to May 23 and collected responses from 369 compliance professionals, representing a range of SEC-registered investment...

2014-07-02 12:21:06

NEW YORK, July 2, 2014 /PRNewswire/ -- Sino-Global Shipping America, Ltd. (NasdaqCM: SINO) ("Sino-Global" or the "Company"), an international shipping agency and logistic services provider, today announced the closing of its previously announced underwritten public offering of 572,000 registered shares of its common stock, without par value per share, at a price to the public of $1.76 per share. The underwriter partially exercised the over-allotment and purchased an additional 75,000...

2014-07-01 16:31:15

Combination of xpedx and Unisource Worldwide Creates Leading Distribution Solutions Company ATLANTA and LOVELAND, Ohio, July 1, 2014 /PRNewswire/ -- Veritiv Corporation, a leading distribution solutions company, today announced that it will begin "regular way" trading on the New York Stock Exchange (NYSE) under the symbol VRTV on July 2, 2014. The new company was formed by the combination of xpedx and Unisource Worldwide, Inc., which was completed earlier today. Mary Laschinger,...

2014-07-01 16:31:11

ALPHARETTA, Ga., July 1, 2014 /PRNewswire/ -- (NYSE: NP) Neenah Paper, Inc. announced today that it has completed the purchase of Crane Technical Materials, Inc. from Crane & Co., Inc. The company, to be renamed Neenah Technical Materials, provides performance-oriented wet laid nonwovens media for fast growing filtration end markets as well as for environmental, energy and industrial uses. Annual sales of approximately $50 million are supported through two manufacturing operations...

2014-07-01 16:23:57

TSX, NYSE-MKT Symbol: NCQ VANCOUVER, July 1, 2014 /PRNewswire/ - NovaCopper Inc. (TSX, NYSE-MKT: NCQ) ("NovaCopper" or "the Company") announces that it has entered into definitive agreements with existing shareholders to complete a non-brokered private placement offering of $7,500,000 in Units (the "Offering"). Each Unit will be priced at $1.15 per Unit and will consist of one common share of the Company and one common share purchase warrant. Each common share purchase warrant...

2014-07-01 08:29:25

One More Planned Step Ahead in the Process of Providing Liquidity to Our Existing Shareholders and Access to Public Capital Markets for the Company NEW YORK, July 1, 2014 /PRNewswire/ -- Camp Nine, Inc. (the "Company"), which conducts its operations through Relmada Therapeutics, Inc. ("Relmada") (OTCBB: CMPE), a clinical-stage company developing novel therapies for the treatment of chronic pain, announced today that has filed a registration statement on Form S-1 with the U.S....

2014-06-30 20:22:31

YORK, Pa., June 30, 2014 /PRNewswire/ -- Unilife Corporation ("Unilife") (NASDAQ: UNIS, ASX: UNS) today advised that it has filed a shelf registration statement on Form S-3 with the U.S. Securities and Exchange Commission ("SEC"). The filing of a shelf registration statement is common practice for U.S.-listed companies and provides for blanket registration of the securities covered by the registration statement, including warrants for 600,000 shares of common stock that were issued...

2014-06-30 16:27:07

DUBLIN and NEW YORK, June 30, 2014 /PRNewswire/ -- Actavis plc (NYSE: ACT) and Forest Laboratories, Inc. (NYSE: FRX) today announced that the U.S. Federal Trade Commission (FTC) has voted to approve Actavis' proposed acquisition of Forest. The vote in support of the transaction follows Actavis and Forest's agreement to a proposed consent order, pursuant to which the companies have agreed to divest certain products as a condition to obtaining FTC approval. The closing of the...


Word of the Day
glogg
  • Scandinavian punch made of claret and aquavit with spices and raisins and orange peel and sugar.
This word comes from the Swedish 'glogg,' which is an alteration of 'glodgat,' mulled (wine).
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