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Latest United States securities law Stories

2014-09-19 20:22:55

AUSTIN, Texas, Sept. 19, 2014 /PRNewswire/ -- Crossroads Systems, Inc. (NASDAQ: CRDS), a global provider of data archive solutions, announced today the filing of a Registration Statement on Form S-1 with the Securities and Exchange Commission in connection with a proposed public offering, on a best-efforts basis, of up to $12,000,000 aggregate amount of Series H Cumulative Perpetual Preferred Stock, liquidation preference of $25.00 per share, and warrants to purchase its Common...

2014-09-19 16:22:15

TORONTO, Sept. 19, 2014 /PRNewswire/ - Pacific Rubiales Energy Corp. (TSX: PRE) (BVC: PREC) (BOVESPA: PREB) announced today that it has commenced an offer to exchange its outstanding 7.25% senior notes due 2021 (CUSIP Nos.: 69480U AC1 (Rule 144A) / C71058 AB4 (Reg. S)) (the "Existing Notes") held by Eligible Holders (as defined below) for newly issued U.S. dollar-denominated senior unsecured notes (the "New Notes") due 2025 (the "Exchange Offer") at a coupon rate of 5.625%. The...

2014-09-19 08:25:59

SAN DIEGO, Sept. 19, 2014 /PRNewswire/ -- Lpath, Inc. (NASDAQ: LPTN), the industry leader in bioactive lipid-targeted therapeutics, announced today that it has entered into definitive agreements to sell 3,605,042 registered shares of common stock and 3,605,042 unregistered warrants in a registered direct offering. The combined purchase price for one registered share of common stock and one unregistered warrant to purchase one unregistered share of common stock will be $3.475. The...

2014-09-19 08:22:42

IRVINE, Calif., Sept. 19, 2014 /PRNewswire/ -- ENER-CORE, Inc. (OTCQB: ENCR), designer and manufacturer of proprietary Gradual Oxidation technology and equipment that generates clean electric power from low quality and waste gases, is pleased to announce that it has entered into definitive agreements with certain accredited investors and institutional investors in connection with a private placement financing. Upon closing of the transaction, Ener-Core will receive gross proceeds of...

2014-09-18 23:11:06

FINRA Rule 2211 relates to institutional sales material and correspondence including supervision and review requirements and standards for recordkeeping and content. The SEC Compliance DeskTop has added support for Rule 2211 to complement its other compliance platforms for Rule 17a-4 and Rule 15a-6. Millbrook, NY (PRWEB) September 18, 2014 The SEC Compliance DeskTop now provides the platform necessary to adhere to Rule 2211. Under FINRA Rule 2211, broker/dealers are required to review,...

2014-09-18 20:21:05

HOUSTON, Sept. 18, 2014 /PRNewswire/ -- Gastar Exploration Inc. ("Gastar") (NYSE MKT: GST) announced today that it has priced 17,000,000 shares of its common stock, par value $0.001 per share, at a price to the public of $6.25 per share, in a public offering pursuant to an effective shelf registration statement previously filed with the Securities and Exchange Commission. In connection with the offering, Gastar has granted the underwriters a 30-day option to purchase up to an...

2014-09-18 20:20:26

FORT WORTH, Texas, Sept. 18, 2014 /PRNewswire/ -- American Airlines Group Inc. (NASDAQ: AAL) (the "Company") today announced that it priced $750.0 million aggregate principal amount of unsecured senior notes due 2019. The offering was increased from a previously announced size of $500.0 million aggregate principal amount of notes. The notes will have an interest rate of 5.50% per annum and are being issued at a price equal to 100% of their face value. The notes will be guaranteed on...

2014-09-18 08:22:43

CALGARY, Sept. 18, 2014 /PRNewswire/ - PENN WEST PETROLEUM LTD. (TSX - PWT) (NYSE - PWE) ("Penn West", the "Company", "we" or "our") today announced the results of the voluntary internal review (the "Review") undertaken by the Audit Committee of certain accounting practices, completed the restatement of certain financial statements and related management's discussion and analysis ("MD&A"), and confirmed that the Audit Committee's findings do not impact Penn West's strategic direction....

2014-09-18 08:20:42

FORT WORTH, Texas, Sept. 18, 2014 /PRNewswire/ -- American Airlines Group Inc. (the "Company") today announced a proposed private offering of $500 million aggregate principal amount of unsecured senior notes due 2019. http://photos.prnewswire.com/prnvar/20140416/75651 The Company intends to use the net proceeds from the offering for general corporate purposes. The notes will be offered and sold only to persons reasonably believed to be qualified institutional buyers in reliance...

2014-09-17 16:27:34

SEATTLE, WA, Sept. 17, 2014 /PRNewswire/ - Oncothyreon Inc. (NASDAQ: ONTY) today announced that it intends to offer and sell shares of its Common Stock and Series A Convertible Preferred Stock in separate but concurrent underwritten public offerings. The Series A Convertible Preferred Stock is non-voting and convertible into shares of Oncothyreon Common Stock, provided that conversion will be prohibited if, as a result, the holder and its affiliates would beneficially own more than...


Word of the Day
omadhaun
  • A fool; a simpleton: a term of abuse common in Ireland and to a less extent in the Gaelic-speaking parts of Scotland.
This word is partly Irish in origin.